- Mizuho Corporate Bank (New York, NY)
- …design of compliance technology solutions, including surveillance, case management, and regulatory reporting systems. Identify and implement process improvements ... stakeholders to gather requirements, define project scope, and ensure regulatory alignment. Responsibilities include developing and enhancing compliance systems such… more
- Bloomberg (New York, NY)
- …and their potential impact on the product and business + Draft, update and review compliance policies in line with regulatory requirements + Prepare reports for ... under the UK Benchmark Regulation ("BMR"). The ideal candidate will have regulatory as well as product knowledge and experience with indices, financial benchmarks… more
- TD Bank (New York, NY)
- …direction. This position plays a critical role in ensuring adherence to regulatory requirements such as the Fair Credit Reporting Act (FCRA/Reg V) including ... The individual will lead and coordinate compliance-related initiatives, manage regulatory exams, and collaborate cross-functionally to support business partners.… more
- Pfizer (New York, NY)
- …training, 2) vendor management, 3) study level planning and oversight, 4) data review , 5) regulatory document, study report and publication preparation and ... at relevant team, governance, external consultants, KOLs and potentially regulatory meetings. Contribute/champion R&D initiatives, process improvement… more
- New York Power Authority (White Plains, NY)
- …through the use of internal and/or external platforms. + Interpret and draft regulatory reports including review of engineering drawings. + Assist in preparation ... new project opportunities, and assessing feasibility of technical, financial, and regulatory aspects, and ensure alignment with NYPA's strategy and vision by… more
- Veolia North America (New Rochelle, NY)
- …daily direction and communication to employees so customer inquiries, field orders, regulatory complaints, and revenue controls are all handled in a timely, ... to continuously improve Customer Satisfaction Surveys as well as reduce regulatory complaints. + Maintain adequate call center, backoffice, revenue, collection and… more
- TD Bank (New York, NY)
- …data/ process governance and key controls and analytics for Regulatory /financial reporting deliveries. + Support other key departmental projects and initiatives ... a key role in the USA providing support in financial, management, liquidity, and regulatory reporting. In addition, by its nature as a primary control and support… more
- Independent Health (Buffalo, NY)
- …review . + Complete all necessary data entry and action to complete the review process for each request. This includes accurately documenting and issuing ... support to the Utilization Management, departments. The UMA is the first line of review in the UM prior authorization process , reviewing for eligibility and… more
- Pfizer (New York, NY)
- …or other value received, generally for public disclosure. Subject to further legal review and statutory or regulatory clarification, which Pfizer intends to ... with all relevant stakeholders (eg, Medical Affairs, Epidemiology/RWE, Statistics/Programming, Regulatory , Safety, Operations, Quality, Global Access & Value, International,… more
- Marex (New York, NY)
- …Trade Surveillance process . + Provide Compliance Advisory services for broker-dealer Regulatory Reporting process . + Carry out assigned compliance testing. + ... Structured Products trading activities as well as knowledge of various regulatory reporting requirements. The position will primarily focus on providing real-time… more