- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements to ... a strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team...Lead the design and execution of testing engagements. + Review all workpapers and manage testing progress for each… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …culture/fermentation, harvest). + Lead and manage the technical aspects of upstream process technology transfers to CDMOs, including documentation review , gap ... upstream process changes and improvements post-approval. + Author and/or review technical reports, protocols, risk assessments, and relevant sections of … more
- City of New York (New York, NY)
- …reports related to the program's compliance and surveillance activities, study findings, regulatory review of the City's drinking and recreational water quality ... or environmental health. - Experience in engineering plan and specification review , regulatory enforcement, environmental investigations, water treatment, or… more
- Bank of America (New York, NY)
- …+ Support EFR coverage of by executing capital calculation testing and performing review and challenge of regulatory rule interpretations and rule compliance ... drive all components of the end-to-end Capital/Capital Risk management process /program for the Enterprise. As a Risk horizontal team,...8 lines of business and legal entities, including the review and challenge of Board and Management Level Risk… more
- Stony Brook University (Stony Brook, NY)
- …case management plans, policies, and procedures aligned with organizational goals, regulatory requirements, and best practices. + Coordinate the design, development, ... implementation, and monitoring of the organization's case management and utilization review functions. + Lead initiatives to improve patient satisfaction, reduce… more
- MTA (New York, NY)
- …Hazard Mitigation, and Safety Engineering (to include safety certification and review , testing, hazard controls, fire protection, ergonomics, defect analysis and ... process controls, accident investigation and analysis, product safety and...270). This involves managing Metro-North's active participation in the review and revision of these documents, retrieving and compiling… more
- Scotiabank (New York, NY)
- …and regulations. + Escalate potential issues and exception items noted during the review process to senior management. + Ensure that the stakeholders respond ... Scope and execute compliance testing in order to assess compliance with legal, regulatory and internal firm policy requirements. + Focus on the applicable … more
- Pfizer (New York, NY)
- …or other value received, generally for public disclosure. Subject to further legal review and statutory or regulatory clarification, which Pfizer intends to ... conduct, and analysis. They work closely with other functions such as regulatory affairs, pharmacovigilance, biostatistics, and medical affairs to ensure that the… more
- TD Bank (New York, NY)
- …growth strategy, driving transformation and modernization to address evolving regulatory scrutiny, enhance operational efficiency, and support business expansion. ... Communication Surveillance, Financial Crimes & Risk Management (transaction surveillance), Regulatory Compliance Management, and Conduct & Supervision. **Role Summary**… more
- Citigroup (New York, NY)
- …**Main responsibilities:** * Participate in the data requirements and issues management process for liquidity regulatory reporting including but not limited to ... & Standards. This group is a critical contributor in strategic projects supporting regulatory feedback and influence Citi's data infrastructure. To this end, we are… more