- TD Bank (New York, NY)
- …growth strategy, driving transformation and modernization to address evolving regulatory scrutiny, enhance operational efficiency, and support business expansion. ... Communication Surveillance, Financial Crimes & Risk Management (transaction surveillance), Regulatory Compliance Management, and Conduct & Supervision. **Role Summary**… more
- Citigroup (New York, NY)
- …**Main responsibilities:** * Participate in the data requirements and issues management process for liquidity regulatory reporting including but not limited to ... & Standards. This group is a critical contributor in strategic projects supporting regulatory feedback and influence Citi's data infrastructure. To this end, we are… more
- TD Bank (New York, NY)
- …Adheres to internal policies/procedures, enterprise frameworks and methodologies and applicable regulatory guidelines, contributes to the review of internal ... related tasks from end to end + Ability to process and handle confidential information with discretion + Contributes...+ Performs testing of critical areas of audit; performs review of audit documentation; oversees findings follow up and… more
- Capital One (New York, NY)
- …with first line to support adherence to KYP policies, standards, procedures and regulatory requirements; partnering with line of business AML Advisors to assess new ... line of business on application of AML requirements in the areas of process development, development of controls and monitoring, remediation and corrective action of… more
- System One (Tarrytown, NY)
- …EMA, FDA, ICH E2E). + Demonstrated ability to manage safety data extraction, review , and narrative development. 2. Regulatory Agency Interaction & Inspection ... Readiness + Participation in regulatory inspections or audits focused on pharmacovigilance. + Preparation...representing PV/reporting functions in governance meetings. 4. Systems & Process Knowledge + Proficiency with PV databases (eg, Argus,… more
- MUFG (New York, NY)
- …meetings to track remediation efforts and other review related activities. + Oversee review process , provide updates on the review to senior leadership, ... Validation (IM Validation) team and engaging with business partners to resolve review comments and discrepancies. This role requires someone with a strong… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... and assess efficiency levels within own function and implement continuous process / performance improvements where opportunities exist + Acquire and apply… more
- City of New York (New York, NY)
- …it relates to the program's compliance and surveillance activities, study findings, and regulatory review of the City's drinking and recreational water quality ... or environmental health. - Experience in engineering plan and specification review , regulatory enforcement, environmental investigations, water treatment, or… more
- Molina Healthcare (Syracuse, NY)
- …Medicaid secondary payments to ensure alignment with internal configuration rules and regulatory guidance. The ideal candidate will bring deep knowledge of claims ... at a health plan or vendor-is strongly preferred. **Knowledge/Skills/Abilities** + Review Medicaid COB claims for correct secondary pricing logic and compliance… more
- Bassett Healthcare (Cooperstown, NY)
- …Obtains all information necessary to complete the outpatient registration process assuring demographic and insurance information is correct and is ... capture and data entry (such as MSPQ) necessary for regulatory agencies and compliance requirements is accurate and complete...other staff to adjust appointment schedules to Supervisor for review and approval before acting, as noted by Supervisor.… more