- TD Bank (New York, NY)
- …and assess efficiency levels within own function and implement continuous process / performance improvements where opportunities exist * Acquire and apply ... applicable to the discipline * Adhere to internal policies/procedures and applicable regulatory guidelines * Keep abreast of emerging issues, trends, and evolving … more
- Highmark Health (Albany, NY)
- …control procedures. The Analyst also administers inter-rater reliability tests and communicates review results to business leads both verbally and in writing. This ... and other areas of risk.Prepare draft reports and other management reporting deliverables. Review all work prepared by less experienced team members to ensure audit… more
- M&T Bank (Getzville, NY)
- **Overview:** This position is responsible for managing the foreclosure process for an assigned portfolio of mortgage loans, contested foreclosures or loans in other ... guidelines and for providing administrative support related to the foreclosure process . **Primary Responsibilities:** + Monitor progress of the foreclosure action… more
- Wells Fargo (Plainview, NY)
- …financial fitness and criminal background standards. Wells Fargo will initiate the FINRA review process at the time of offer acceptance. This position requires ... and deepen existing relationships, through outreach and pre-planned appointments + Review and analyze moderately complex customer concerns for possible resolution… more
- Bassett Healthcare (Oneonta, NY)
- …of Care rounds, Joint Commission, Preventive Maintenance completion and any other regulatory review agency. Ensures resolution of any inspection deficiencies ... Manages testing results required by Joint Commission and other regulatory review agencies and monitors that testing...Management and customers to keep all aware of work process , delays or completion Communicates issues as they arise… more
- Molina Healthcare (Yonkers, NY)
- …communication of deliverables/submission between staff and governmental agencies and contract review . * Maintains calendar and databases documenting regulatory ... correspondence/reports/materials and ensure accessibility of information to staff. * Participates in review of contract and regulatory requirements. * Assists in… more
- Fujifilm (Albany, NY)
- …advertising and marketing, competitor interactions, and other matters. + Draft, review and negotiate a variety of complex commercial contracts, including customer, ... colleagues and outside counsel on a regular basis to review and handle a large volume of contracts, to...Counsel and senior business management on general legal and regulatory risks affecting the Medical Device businesses, including with… more
- Motion Recruitment Partners (New York, NY)
- …platforms (ATS, electronic exchanges), trading desk (NASDAQ) and SEC regulatory requirements. * Background in Legal/compliance, audit, or data/metrics backgrounds ... * Knowledge of the US regulatory environment pertaining to alternative trading systems and the...background is helpful * Good with numbers, able to review documentation for completeness, accuracy & timeliness of data… more
- JPMorgan Chase (New York, NY)
- …launch/modify the product. + Implement the appropriate risk-focused oversight controls. + Review and approve Funds' financial statements and regulatory filings; ... Audit Committee clearance meetings, principal financial/executive officer certifications, etc. + Review and provide input to all Fund-related regulatory filings… more
- ManpowerGroup (New York, NY)
- …part of the Compliance Department supporting the organization's commitment to regulatory adherence and operational excellence. The ideal candidate will have strong ... $35-40/hr** Remote** **What's the Job?** + Act as lead for the process in the department, assisting with day-to-day workflow management and performance oversight.… more