- Wells Fargo (Nyack, NY)
- …enhanced financial fitness and criminal background standards. Wells Fargo will initiate the FINRA review process at the time of offer acceptance + This position ... customers and partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or… more
- Wells Fargo (Purchase, NY)
- …fitness and criminal background standards. Wells Fargo will initiate the FINRA licensing review process at the time of offer acceptance. For specific FINRA ... entire set of solutions; and by coaching to a process for Advisors and their teams to provide outstanding...leadership experience + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7, 9, 10, and 63… more
- JPMorgan Chase (Brooklyn, NY)
- …business profitability under existing and new regulations, and supporting the strategic planning process . This is an exciting opportunity to work in a dynamic and ... across the firm to drive business results while adhering to regulatory constraints and internal controls. **Job responsibilities** Focus on capital allocation… more
- Coinbase (Albany, NY)
- …products. We're looking for a lawyer with solid product development, regulatory and negotiation skills preferably developed within the traditional prime brokerage, ... abreast of and advise on digital currency and blockchain technology legal and regulatory issues. * Lead and assist with complex and global cross-functional efforts,… more
- Scotiabank (New York, NY)
- …risk-based auditing standards, frameworks, practices, techniques, processes and methodologies, and regulatory guidelines to the performance and review of audits, ... but not limited to the Bank Secrecy Act and OFAC regulations, guidance, and regulatory expectations. The candidate will lead AML audits to assess the design and… more
- WMCHealth (Valhalla, NY)
- …technician ensures that all activities are performed in compliance with regulatory guidelines, policies, and procedures. Responsibilities: + Operational Support: + ... refill prescriptions, ensuring compliance with Specialty Pharmacy policies and regulatory guidelines + Transcribe incoming prescription orders and manage… more
- Ryder System (Albany, NY)
- …to log in to Workday to apply using the internal application process . _Job Seekers can review the Job Applicant Privacy Policy ... _Job Seekers can review the Job Applicant Privacy Policy by clicking...Ryder environmental projects are managed in compliance with all regulatory and Ryder requirements; and that both remediation and… more
- S&P Global (New York, NY)
- …is based in New York and will be responsible for supporting the regulatory Compliance Program for the North American Structured Finance and Financial Services ... regulations. For individuals with a strategic mindset and a passion for regulatory compliance, this presents an exciting opportunity to contribute significantly. By… more
- Fresenius Medical Center (Jamaica, NY)
- …service philosophy. Adheres to the FMCNA Compliance Program, including following all regulatory and FMS policy requirements. Ensure provision of quality patient care ... cost-effective clinical operations in accordance with all legal, compliance, and regulatory requirements and programs. Adheres to all requirements of the FMCNA… more
- American Express (New York, NY)
- …and committees. + Support the establishment of a process to oversee the process and review the strategic plan of the Bank and provide credible challenge ... in a safe, sound and fully compliant manner within all applicable regulatory expectations. We create and maintain the overall risk management framework while… more