- UMB Bank (Albany, NY)
- …state of New Mexico. **_How you'll spend your time:_** + Ensuring each review includes, at a minimum: an assessment of branch documentation, certification of cash ... interviews with branch associates to assess the associate's understanding of applicable regulatory requirements. + Issuing a summary memorandum of each retail branch… more
- Stony Brook University (Stony Brook, NY)
- …with various internal and external constituents including sponsors, cooperative groups, Institutional Review Board and regulatory agencies. + May assist the ... Course, research HIPPA training). Experience with hospital electronic medical record review (ie Cerner Powerchart). Experience working with an IRB (Investigational … more
- Bowery Residents Committee (Manhattan, NY)
- …out in accordance with management instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and ... activities that include risk assessment, ongoing testing of transactional key controls, review of information technology general controls, review of third-party… more
- JPMorgan Chase (New York, NY)
- …day-to-day and longer-term changes in internal liquidity stress scenarios and regulatory prescribed liquidity scenarios (liquidity coverage ratio, net stable funding ... ratio) + Review liquidity forecasts to assess reasonableness and adequacy and...Develop and present material for risk committees. + Fulfil regulatory requests pertaining to liquidity risk for independent risk… more
- City of New York (New York, NY)
- …Agency's five strategic priorities, building off a recently completed strategic planning process emerging from the COVID-19 emergency, are: 1) To re-envision how the ... care coordination providers to promote quality of care, adherence to contractual, regulatory and policy requirements. Technical assistance will also focus on care… more
- JPMorgan Chase (New York, NY)
- …Investment Bank more broadly. You will collaborate daily with banking, markets, regulatory , and other lawyers, as well as compliance, risk, conflicts, and operations ... + Advise the Public Finance business on all relevant legal and regulatory matters, including relevant securities laws and the SEC's Municipal Advisor Rule,… more
- Regions Bank (Great Neck, NY)
- …risk mitigants + Coordinates initial closing, internal department, and third-party review process + Responds to developer/investor inquiries, underwriting, and ... law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule...Schedule for a minimum of three years. You may review , modify, or update your information by visiting and… more
- JPMorgan Chase (New York, NY)
- …to be best-in-class. You will be part of the Model Risk Governance and Review (MRGR), a global team of modeling experts within the firm's Risk Management and ... key Committee, Forum, and Business Leads Meetings + Lead review and issue remediation planning. + Participate in business...their area. + Work with other teams (eg, MRGR Regulatory and Audit) on regulatory and audit… more
- Mizuho Corporate Bank (New York, NY)
- …specific to equity & research. Contribute to the group's strategic planning, process innovation, project management and talent development. Job Description + Under ... liquidity, compliance, conduct, financial crime, technology, credit risk, market risk, regulatory reporting, know your customer (KYC) and client onboarding are also… more
- US Bank (New York, NY)
- …Bank's Model Risk Management Policy and Standards, and in adherence to applicable Regulatory Guidance. The individual in this position works with Model Owners and ... to discuss the justification and reasoning behind various validation and review outcomes. During validation, the Analyst will independently challenge the model's… more