- SMBC (New York, NY)
- …+ Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee Compliance ... to ensure consistency in achieving industry best practices and in minimizing regulatory risk . + Seek operational efficiencies and automation of processes… more
- PSEG Long Island (Bethpage, NY)
- …required. **Desired** + Relevant technical acumen or experience in vulnerability management tools, risk assessment and IT governance. + Familiarity with risk ... This position is responsible for managing Vulnerability Management Remediation, IT Risk Management, Reporting & Metrics Management, and Governance & Process… more
- Formation Bio (New York, NY)
- …guidelines. Expertise in Quality Management Systems (QMS). Extensive knowledge of quality risk assessment and management methodologies, with a successful track ... implement a comprehensive quality assurance strategy that ensures compliance with regulatory requirements and industry best practices to support drug development… more
- SMBC (New York, NY)
- …initiatives related to climate risk integration, ESG-related credit exposure assessment - Integrate regulatory expectations (eg, SR 15-18, ... loss forecasting, data preparation, model execution, and interpretation of results for senior management - Partner with Enterprise Risk , Finance, Model… more
- HSBC (Buffalo, NY)
- …Operations) Operations Director, Functional Manager, and the US Head of Regulatory and Strategic Programs, Entity Manager, the GCIO Operations Manager, will ... as working closely with partners in the People Function, Procurement, Finance, Risk , Compliance and Group Transformation. As the Technology Operations Manager, you… more
- SMBC (New York, NY)
- …incoming requests. Additionally, this role will also provide appropriate credit risk analysis for ongoing portfolio management related items. **Role Objectives** - ... with SMFL Credit Policy, CRVD standards and other SMBC credit and compliance regulatory expectations. - Ensure that all Underwriting Policy and RAC exceptions are… more
- SMBC (New York, NY)
- …various financial products. The role is responsible for routinely reporting credit risk related reports/documents, to senior management, head office, and ... of benefits to its employees. **Role Description** This position supports the Chief Credit Risk Officer as well as Co-Head(s) of CDAD as a business management and… more
- Tradeweb (New York, NY)
- …business and emerging risk trends and feed this information into Internal Audit's risk assessment process + Collaborate with the second line (eg Risk ) ... technology audits for a cutting-edge financial services company, including working with senior leadership and business, technology and corporate teams to manage the… more
- SMBC (New York, NY)
- …within the Cash Management business in a structured fact-based manner, including plans, assessment of risk and alternatives and proposed paths to resolution. + ... technical staff, and external vendors. + Comfortable presenting insights to senior leadership and non-technical audiences. Compliance and Adaptability + Experience… more
- American Express (New York, NY)
- …implementing Regulatory Reporting Error Framework, Cross Report Reconciliation Framework, Regulatory Reporting Risk Assessment Framework and ... and momentum into the best future they envision. The Quality Assurance and Regulatory Governance team is responsible for ensuring governance and oversight of … more
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