- University of Rochester (Rochester, NY)
- …Risk Identification and Management: + In partnership with University Audit and Risk Assessment + Department, Identify, assess, and prioritize compliance risks ... of Trustees, and any relevant committees (eg, Audit and Risk + Assessment Committee) on the status...University. Preferred + An in-depth understanding of institutional governance, risk management, and the regulatory landscape for… more
- City National Bank (New York, NY)
- …training for new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer, and Risk Assessment team with the evaluation ... closed in a manner which both adheres to the regulatory requirements and ensures business continuity. WHAT WILL YOU...testing results. * Conduct meetings to discuss testing and risk assessment results and lead line of… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...monitoring plan for the US, , including, reports on regulatory themes and potential gaps in coverage, and creates… more
- American Express (New York, NY)
- …leader will design and oversee the governance strategy for all regulatory and risk -related learning programs-driving consistency, accountability, and actionable ... + Partner with Control Management and other enterprise teams to maintain ongoing risk self- assessment (RCSA) practices and ensure due diligence across learning… more
- City National Bank (New York, NY)
- …effectively anticipate, manage, and reduce risk to the business. * Assist in Risk Assessment to identify compliance risk exposure and help the ... risks that includes an internal control structure, new products, training, regulatory change management, risk assessments, issues management, and monitoring… more
- American Express (New York, NY)
- …specific compliance expertise, particularly in relation to identifying where compliance and regulatory risk is present in BU process and controls, specifically ... BU issues. + Support the mapping of compliance and regulatory risk to RCSA controls.Partner with key...compliance risks throughout business processes and systems + Facilitating risk assessment performance in addition to further… more
- M&T Bank (Buffalo, NY)
- …team that partners proactively with the sales and underwriting teams to prepare thoughtful risk assessment of customers on an ongoing basis to identify emerging ... Customer focused with strong interpersonal skills. Proficiency in financial modeling and risk assessment tools. Experience with complex credit structures and… more
- University of Rochester (Rochester, NY)
- …audit results, risk assessments, and other relevant documentation to senior leadership and regulatory agencies. + **Subcontractor Compliance** : Ensure ... policies and procedures. Maintains the organization's ongoing relationships with regulatory commissions/authorities. Coordinates and conducts the assessment of… more
- GE Vernova (New York, NY)
- …Company to the EDGE Chief Compliance Officer and commercial resources. + Risk Assessment : Demonstrate strategic leadership assessing the materiality and ... Summary** GE Vernova's Ethics & Compliance Team is seeking an experienced regulatory compliance professional that will partner with GE Vernova's Financial Services… more
- Citigroup (Queens, NY)
- …reporting standards and procedures to ensure their effectiveness and compliance with regulatory requirements. + Support regular updates to senior management and ... Debate, Controls Lifecycle, Data Analysis, Escalation Management, Governance, Needs Assessment , Program Management, Risk Management. **Other Relevant Skills**… more