- Tompkins Community Bank (Ithaca, NY)
- …including volume metrics, compliance rates, and key valuation trends. Present findings to senior leadership and regulatory examiners as needed. + Training and ... in a dynamic banking environment. This role also ensures compliance with regulatory standards, works with appraisers to ensure delivery of accurate and timely… more
- Scotiabank (New York, NY)
- …within business, risk and corporate functions, keep abreast of changing risk profiles, guide assessment of emerging risks, identify systemic issues and ... risk -based execution of the audit plan, interacts with senior Capital Markets stakeholders in the US, and collaborates...asset, in addition to an understanding of the US regulatory environment around trading activity. + Strong analytical skills… more
- American Express (New York, NY)
- …legal requirements into consistent enterprise practices. + Expertise in privacy risk identification, assessment , and control management frameworks. + Exceptional ... verbal, and executive communication skills, with the ability to articulate complex risk concepts to senior stakeholders. + Strong collaboration and influence… more
- MUFG (New York, NY)
- …delivering training as required; + Overseeing and assisting US MUFG Bank Offices with risk assessment drafting and reviewing and providing credible challenge to ... and regional financial crimes compliance governance forums; + Supporting Senior Management, industry, regulatory , and law enforcement...risk assessment results; and + Working with… more
- SMBC (New York, NY)
- …data security and risk management to promote front-to-back collaboration across risk assessment and findings remediation. + Partner with audit colleagues in ... expectations (eg, NYS DFS 500, FFIEC). + Knowledge of audit techniques, risk and internal controls assessment , and workpaper standards. Ability to manage… more
- JPMorgan Chase (New York, NY)
- …Financial Officer and the Oversight and Control Office. Our team focuses on Risk Identification & Assessment , Control Design & Evaluation, Issue Management, and ... & FIF trading business, working with a team of risk and control experts. As a Rates & FIF...facilitate Front Office supervision, and prepare the business for regulatory exams and audits. Your role involves identifying control… more
- M&T Bank (Getzville, NY)
- …operational efficiency of units managed. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the ... the business line the position supports. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the… more
- KeyBank (Amherst, NY)
- …and with a team on risk -based monitoring and evaluation activities, including risk assessment , monitoring and testing, analysis of findings, and reporting to ... Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program")… more
- JPMorgan Chase (New York, NY)
- …findings clearly. + Familiarity with intelligence collection methods, open-source research, and risk assessment frameworks. + Knowledge of IT controls, risk ... + Produce timely intelligence reports, briefings, and alerts for business units, risk managers, and senior leadership. + Support the continuous monitoring… more
- City of New York (New York, NY)
- …to realize their full potential. It reduces the likelihood of delays among at- risk children, assists and empowers families to meet their child's and their own ... supervisors and other EI staff when appropriate. - Attend regulatory scheduled meetings. This includes but is not limited...that saves employees over $10K annually, per a 2024 assessment . o additional health, fitness, and financial benefits may… more