- Santander US (New York, NY)
- …finance and securitized product modeling, along with a deep understanding of market risk measures and regulatory requirements. This role requires proficiency in ... risk management and financial modeling initiatives. Independent Model Assessment and Testing: + Conduct qualitative and quantitative ...+ Ensure all models comply with internal governance and regulatory guidelines (Basel III, SR 11-7, CCAR,… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) supports TD business lines in… more
- M&T Bank (Buffalo, NY)
- …as well as to communicate and present emerging risks, changes to the regulatory landscape, and consideration of cost beneficial risk management enhancements for ... Responsibilities:** + Responsible for management of one or more areas of Enterprise Risk Management such as: Regulatory Affairs or Reporting Center of… more
- M&T Bank (Buffalo, NY)
- …objectives and regulatory compliance. + Develop and maintain tools to enhance risk assessment activities and account for emerging risks; ensure open Internal ... risk and controls, collaborating with business partners and risk units on compliance and regulatory issues,... Officer + Develop and review presentation materials and risk reports with senior management and the… more
- SMBC (New York, NY)
- …+ Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee Compliance ... to ensure consistency in achieving industry best practices and in minimizing regulatory risk . + Seek operational efficiencies and automation of processes… more
- Broadview FCU (Albany, NY)
- …the credit union's financial stability and growth goals. + Lead a corporate risk assessment process that identifies and quantifies risks, identifies and/or ... executives and Board members. + Expertise in enterprise, financial and operational risk assessment , monitoring tools, and risk mitigation strategies. +… more
- Bloomberg (New York, NY)
- …including onboarding, due diligence, monitoring, and offboarding. * Establish thematic risk assessment methodologies to streamline risk identification ... risk governance, providing guidance on emerging risks and regulatory developments (eg, DORA, EU AI Act, GDPR). *... risk management programs. * Familiarity with vendor risk platforms and assessment tools (eg, SIG,… more
- TD Bank (New York, NY)
- … risk escalation, review and approval processes, data management, policies and risk assessment processes + Directs the development and monitoring of Key ... , and compliance + Knowledge of Non-Model/EUC risk management framework, including risk level assessment and controls + Compliance or QA/QC testing or audit… more
- KeyBank (Buffalo, NY)
- …industry peers and regulatory bodies. - Escalates promptly to appropriate senior management or appropriate risk committee any material breaches of applicable ... projects and activities. The ideal candidate will promote a risk culture that encourages acknowledgement and recognition ...the Governance, Risk & Compliance application and Risk Assessment Processes. - Other duties as… more
- Raymond James Financial, Inc. (New York, NY)
- …advises on risk mitigation strategies. . Leads the development and implementation of risk assessment and quantification models needed to risk manage the ... of risk information. . Ensures the business risk management practices comply with regulatory requirements...aspects of the Private Client and Asset Management . Risk assessment methodologies . Risk … more
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