- Raymond James Financial, Inc. (New York, NY)
- …advises on risk mitigation strategies. . Leads the development and implementation of risk assessment and quantification models needed to risk manage the ... of risk information. . Ensures the business risk management practices comply with regulatory requirements...aspects of the Private Client and Asset Management . Risk assessment methodologies . Risk … more
- TD Bank (New York, NY)
- …reports when needed. + Participate in the annual enterprise-wide AML/BSA/Sanctions/ABAC risk assessment process. + Conduct targeted AML/OFAC training, as ... TD Securities in developing, implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory requirements and… more
- Bloomberg (New York, NY)
- …You will work with Bloomberg departments and subsidiaries to perform the inherent risk assessment of their vendor engagements, create and maintain the ... Act (DORA) and the EU Artificial Intelligence Act + Experience working with vendor risk assessment frameworks and tools (eg, SIG, VSAQ) + Technical knowledge in… more
- Project Renewal, Inc. (New York, NY)
- …healthcare and human services. The role requires a proactive approach to risk assessment , compliance training, and policy enforcement across all programs ... Title: Senior Manager, Compliance Program: Legal, Varick Headquarters Salary...outpatient), and other human service programs. This role supports risk management initiatives, promotes ethical practices, and works closely… more
- Robert Half Management Resources (New York, NY)
- …reports for senior management and board-level stakeholders, highlighting key risk insights. * Monitor regulatory changes and update internal policies ... risk management and a proven ability to address regulatory challenges. You will lead initiatives to strengthen ...aggregate operational risk exposures. * Enhance operational risk taxonomy to improve the identification, assessment ,… more
- TD Bank (New York, NY)
- …approval of all analytical models used for TD. The position reports to Senior Manager, Trading Surveillance and Insider Risk Models Validation. Detailed ... internal Model Risk Policy, adhere with industry best practices, and meet regulatory requirements. + Supports Senior Manager to develop and coach Junior… more
- JPMorgan Chase (Brooklyn, NY)
- …develop effective solutions + Proficient knowledge and expertise in data security, risk assessment & reporting, control evaluation, design, and governance, with ... and evaluate control effectiveness, identify gaps, and recommend enhancements to strengthen risk posture and regulatory compliance + Lead and execute complex,… more
- Citigroup (New York, NY)
- …governance framework. The role requires a deep understanding of AI technologies, regulatory expectations, model governance, and enterprise risk principles to ... oversight lead for AI/DA initiatives. 3. Report on AI risk posture to senior leadership / board....a risk and compliance perspective. 6. Support risk assessments, audits, and regulatory exams as… more
- M&T Bank (Buffalo, NY)
- …and resolve risk incidents + Assist with the identification and assessment of risks and the identification of internal controls for key business processes ... the three lines of defense, and familiarity with finance and banking regulatory environment + Learn interpersonal skills, presentation, senior management… more
- BMO Financial Group (New York, NY)
- …global regulatory environment; and fostering a transparent, compliant, and proactive regulatory risk management culture across all areas of BMO Capital ... governance frameworks. **Key Accountabilities** Financial Crisis Management = 50% Regulatory /Exam Focus = 40% Risk & Controls...Assessments + Proactively support the timely resolution of any Risk and Control Assessment issues + Work… more