- TD Bank (New York, NY)
- …framework + Assist in the onboarding of new automated trading activities + Assist in risk assessment and market abuse risk assessments for approvals + Assist ... Risk and Internal Audit as well as support regulatory interactions + Contributing metrics to Conduct Risk...distill and summarize the problems, and recommend solutions to senior management + A self-starter who can think critically… more
- ManpowerGroup (New York, NY)
- …functions. + Prepare detailed risk reports, dashboards, and presentations for senior management and regulatory bodies. + Conduct stress testing and ... risk exposures across various financial products, ensuring compliance with internal risk limits and regulatory requirements. + Support the execution and… more
- Whitsons Culinary Group (Islandia, NY)
- …Manager ensures our programs deliver optimal coverage, cost efficiency, and multi-state regulatory compliance. The Risk Manager also leads the end-to-end ... communities with excellence and integrity. ESSENTIAL FUNCTIONS, RESPONSIBILITIES AND DUTIES Risk Identification, Assessment & Mitigation + Proactively identify… more
- Heritage Financial Credit Union (Middletown, NY)
- …consumer compliance laws and regulations. + Facilitate completion of Consumer Compliance Risk Assessment + Work with department leaders and Human Resources ... Type Full-time Description Come join Heritage Financial Credit Union's Risk & Compliance team as the Senior ...risk - QC results, Compliance Testing results, complaints, risk assessment results, etc. to identify weaknesses… more
- MUFG (New York, NY)
- …governance, data quality, and data lifecycle management. + Deep knowledge of risk assessment , audit methodology, and audit execution + Demonstrated proficiency ... skills to identify pragmatic recommendations within an evolving and increasingly complex regulatory and risk management environment + Strong verbal and written… more
- Mizuho Corporate Bank (New York, NY)
- …and address emerging risks and vulnerabilities + Establish and maintain robust risk assessment and monitoring processes Audit Response Enablement: + Transform ... dynamic and experienced Senior Line Manager to lead our Infrastructure Governance, Risk , and Compliance (GRC) team. This role is pivotal in transforming our GRC… more
- ASM Global (New York, NY)
- …team on risk trends, emerging threats, and mitigation priorities. 2. Event-Specific Risk Management + Oversee risk assessment for portfolio of venues ... you? Join us! THE ROLE The Vice President of Risk Management serves as the senior leader...ensure timely and accurate resolution of all claims. 5. Regulatory & Compliance Oversight + Monitor and ensure compliance… more
- Confluent (Albany, NY)
- …the evolution of the program maturity model. **Business Impact Analysis (BIA) & Risk Assessment :** Lead the execution of comprehensive, regular **Business Impact ... Risk Management (TPRM), including vetting third-party resilience capabilities. ** Regulatory Compliance:** Stay current on relevant industry best practices (eg,… more
- JPMorgan Chase (New York, NY)
- …the Market Conduct Violation Program + Assist in the completion of Compliance Risk Assessment matters, including challenges + Manage the expert networks process, ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center...possess expertise in Compliance and a strong understanding of regulatory , audit, and related best practices. The responsibilities include… more
- TD Bank (New York, NY)
- …Additionally, this role supports management in delivery of initiatives related to risk assessment , internal/external exam support, etc. **Depth & Scope:** + ... + Assist with KYC QA Validation and Reporting The Senior Financial Crime Risk Analyst role contributes...analysis, updates tools and/or supports training activities specific to risk assessment + Contributes to the development… more