- Ally (Raleigh, NC)
- …matter expertise while also ensuring appropriate monitoring and testing coverage. The Operational Risk Senior Analyst will assist in the oversight of the T&M ... office a few days a week with some remote work. The Operational Risk Testing and Monitoring (T&M) Oversight Team is responsible for establishing enterprise-wide… more
- Truist (Charlotte, NC)
- …Supports development of key management reporting as needed. This position reports to the Senior Risk Oversight Manager. This position will also work closely with ... Operating Model including risk advisory, effective challenge and independent risk assessment responsibilities and delivery. 2. Ensures active engagement and… more
- United Therapeutics (Research Triangle Park, NC)
- …The Senior Corporate Compliance Director will lead also the annual RAMP ( Risk Assessment and Mitigation Process) for United Therapeutics, and will manage at ... stays ahead of compliance risks and responds effectively and efficiently. The Senior Corporate Compliance Director, Risk Management reports to the Chief… more
- Ankura (NC)
- …on high-stakes matters. Role Overview The Global Investigations & Forensic Accounting Senior Managing Director role is an executive level position that sells, leads ... + Initiates and converts business opportunities and collaborates with other Senior Managing Directors to sell and deliver engagements that generate $3… more
- First Horizon Bank (Raleigh, NC)
- …and procedures aligned with relevant privacy laws (eg, GDPR, CCPA, HIPAA). + ** Risk Assessments:** Performs initial and periodic privacy risk assessments and ... compliance monitoring activities in coordination with compliance and operational assessment functions. + **Compliance Monitoring:** Establishes and maintains a… more
- USAA (Charlotte, NC)
- …follow-up. + Support quality of audit reviews and propose updates to the universe risk assessment based on audit results. + Build client relationships to drive ... + Provide input into the internal audit universe and risk profiles, updating risk assessment ... Regulatory & Governance Expertise: Familiarity with AI-related regulatory guidance (eg, SR 11-7, OCC 2011-12)… more
- TD Bank (Charlotte, NC)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) supports TD business lines in… more
- Truist (Charlotte, NC)
- …production framework. 2. Participate/lead assessment requirements for ongoing regulatory reporting risk governance frameworks, including, but not limited ... to, risk assessment and prioritization, policies and procedures, issues management, change...specific risk programs. 5. Foster relationships between Senior Financial Management leaders, peers, the regulatory … more
- TD Bank (Charlotte, NC)
- … risk escalation, review and approval processes, data management, policies and risk assessment processes + Directs the development and monitoring of Key ... , and compliance + Knowledge of Non-Model/EUC risk management framework, including risk level assessment and controls + Compliance or QA/QC testing or audit… more
- Citigroup (Charlotte, NC)
- The Finance Solutions Sr . Program Manager is accountable for management of complex/critical/large professional disciplinary areas. Leads and directs a team of ... communication skills required in order to negotiate internally, often at a senior level. Some external communication may be necessary. Accountable for the end… more