- TD Bank (Charlotte, NC)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) supports TD business lines in… more
- Truist (Charlotte, NC)
- …production framework. 2. Participate/lead assessment requirements for ongoing regulatory reporting risk governance frameworks, including, but not limited ... to, risk assessment and prioritization, policies and procedures, issues management, change...specific risk programs. 5. Foster relationships between Senior Financial Management leaders, peers, the regulatory … more
- TD Bank (Charlotte, NC)
- … risk escalation, review and approval processes, data management, policies and risk assessment processes + Directs the development and monitoring of Key ... , and compliance + Knowledge of Non-Model/EUC risk management framework, including risk level assessment and controls + Compliance or QA/QC testing or audit… more
- Citigroup (Charlotte, NC)
- The Finance Solutions Sr . Program Manager is accountable for management of complex/critical/large professional disciplinary areas. Leads and directs a team of ... communication skills required in order to negotiate internally, often at a senior level. Some external communication may be necessary. Accountable for the end… more
- USAA (Charlotte, NC)
- …and emerging risk events. + Serves as the point of contact for senior risk leadership on projects and special management requests that often impact the ... and regulatory expectations. + Demonstrated ability to apply expert knowledge of regulatory risk and compliance to consult and provide insights and guidance.… more
- TD Bank (Charlotte, NC)
- …approval of all analytical models used for TD. The position reports to Senior Manager, Trading Surveillance and Insider Risk Models Validation. Detailed ... internal Model Risk Policy, adhere with industry best practices, and meet regulatory requirements. + Supports Senior Manager to develop and coach Junior… more
- BD (Becton, Dickinson and Company) (Durham, NC)
- …program activities (eg, threat modeling, vulnerability scanning and remediation, risk assessment , incident response). **Role Responsibilities:** Collaborate with ... to help you grow your career, provide feedback and recognition , and empower you to show up every day...you may never have imagined in your career. The Senior Technical Manager is responsible for ensuring the latest… more
- Truist (Charlotte, NC)
- …Unit. Present risk aggregation, key risks and emerging risks to senior Business Unit Leadership. Identify and opine on remediation to address weaknesses related ... -taking behavior. Provide counsel and advice to BU and senior BU leaders. 3. Monitor risk exposures,... governance mechanisms, including but not limited to, Compliance Risk and Control Self- Assessment (C-RCSA), Risk… more
- First Horizon Bank (Charlotte, NC)
- …institution, including RCSA, KRI, operational losses, issues management, new and modified product risk assessment , and third party risk management. * ... risk management to ensure appropriate execution of risk activities including assessment of risk...issues and gaps to line of business management and Risk . * Engage in regulatory inquiries, exams… more
- Truist (Winston Salem, NC)
- …Teradata, Alteryx, Tableau, SQL, etc.). 7. Understanding of GAAP and SEC/ Regulatory Reporting. 8. CPA/RMA/FRM/CFA or equivalent advanced risk certification. ... following job description:** Develop, implement, and deliver an independent data assessment methodology and output that measures adherence to data management… more