- Citigroup (Tampa, FL)
- …and control functions. + Recommends appropriate and pragmatic appropriate solutions to risk and control issues. + Applies knowledge of key regulations to ... Serves as a senior compliance risk analyst for Independent Compliance Risk ...in compliance, internal or external auditing, legal or other control -related function in the financial services firm, regulatory… more
- American Express (Sunrise, FL)
- …Attention will be focused on new product development, marketing strategies, risk management initiatives, process control , customer communications and issue ... effective processes. + Support an effective Compliance program including Compliance Risk Assessment (CRA), Regulatory Change Management (RCM), and contribute… more
- TD Bank (Lake Mary, FL)
- …and documentation of new processes + Assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of Conduct ... communications to management or broader audiences + Maintains a culture of risk management and control , supported by effective processes in alignment… more
- TECO Energy (Ruskin, FL)
- …issues as required. Interact with Accounting Systems and Services, General Accounting, Regulatory Accounting, Audit, Corporate Taxes, Legal, and Risk Management ... issues as required. Interact with Accounting Systems and Services, General Accounting, Regulatory Accounting, Audit, Corporate Taxes, Legal, and Risk Management… more
- Citigroup (Tampa, FL)
- Individuals in the Enterprise Risk Management are entrusted with managing the diverse and collective impact of the bank's risks. This involves identifying and ... enterprise-level and cross-cutting risks, designing scenarios for stress tests, managing climate risk , and safeguarding against reputational risk . This role is… more
- Citigroup (Tampa, FL)
- …updated on regulatory changes and industry best practices related to control management and ensure the controls program aligns with these standards. + Support ... standards **Qualifications** : + Minimum of 6-10 years of experience in operational risk management, compliance, audit, or other control -related functions in the… more
- Truist (Orlando, FL)
- …unit, Consumer and Small Business Banking (CSBB). Support the effective execution of risk and control assessments, change risk initiatives, and aggregated ... time. 1. Lead and guide the ongoing design, execution, and continuous improvement of control monitoring of all risk types within business units to ensure… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …policies, standards, and procedures. + Oversees the privacy regulatory control framework. + Develops process improvements for risk management processes ... privacy impact assessments (PIAs), data subject requests (DSRs), privacy regulatory control framework, and core compliance pillar...infrastructure. + Privacy risk management. + Relevant risk based regulatory schemes. + FINRA, SEC,… more
- Citigroup (Tampa, FL)
- …regulators, and internal business units. Perform stress testing in response to regulatory including CCAR and internal risk management requirements. Ensure ... and modelling; Python, C++, R, SQL; Windows/Linux language commands; Basel market risk framework and CCAR regulatory stress testing; Derivatives pricing theory;… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …methodologies, including risk assessment internal control concepts. + Control disciplines related to bank regulatory compliance requirements such as ... controls. **Responsibilities:** + Understanding of audit practices and methodologies, including risk assessment internal control concepts. + Experience in… more