- TD Bank (Jacksonville, FL)
- …and/or control functions to ensure alignment with enterprise and/or regulatory requirements + Supports team in staying knowledgeable on emerging issues, trends, ... relevant stakeholders and audit management where required + Maintains a culture of risk management and control , supported by effective processes and sound… more
- Citigroup (Tampa, FL)
- …+ Assists team in identifying, evaluating and contributing to the management of legal, regulatory , and reputational risk by collaborating with ICRM & Risk , ... ensure adequate coordination on practices and procedures from a legal and regulatory perspective. Reporting directly to the Legal Group Manager for Client Solutions… more
- TD Bank (Tampa, FL)
- …to ensure operational excellence and compliance with policies and procedures to mitigate risk and protect the Bank and Customers. This role will drive, reinforce, ... service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Closely monitors workflows for the teller team and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …privacy policies, standards and procedures. + Develop and maintain the privacy regulatory control framework. + Develop and provide appropriate guidance, ... communication to all relevant stakeholders. + Review and assess privacy-related risk with business partners to identify and address privacy-related compliance gaps… more
- JPMorgan Chase (Palm Beach, FL)
- …term through a holistic goals based planning approach + Strictly adhere to all risk and control policies, regulatory guidelines and security measures ... **Required Qualifications, Capabilities, and Skills** + Six plus years of work experience in Private Banking or Financial Services + Bachelor's Degree required + Series 7, 66 and Insurance licenses required for position; unlicensed candidates considered, but… more
- JPMorgan Chase (Miami, FL)
- …long term through a holistic goals-based planning approach + Strictly adhere to all risk and control policies, regulatory guidelines and security measures ... **Required qualifications, capabilities, and skills** + A minimum of five years of financial services or service sales experience, established high net worth referral network and strong community presence + Proven trusted relationship builder with a track… more
- First Horizon Bank (Miami, FL)
- …and objectives in the short, medium and long term + Strictly adhere to all risk and control policies, regulatory guidelines and security measures + Performs ... all other duties as assigned. **QUALIFICATIONS** + 3 plus years of work experience in Business or Commercial Banking + Bachelor's Degree and formal bank credit training preferred + Proven sales success and strong business acumen + Strong community presence… more
- JPMorgan Chase (Miami, FL)
- …term through a holistic goals based planning approach * Strictly adhere to all risk and control policies, regulatory guidelines and security measures ... **Required qualifications, capabilities and skills:** * Eight plus years of work experience prospecting, acquiring, and developing private banking/wealth management relationships with ultra-high net worth individuals and families in the Latin America Mexico… more
- TD Bank (Palm Beach, FL)
- …alignment with risk appetite + Assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of Conduct ... and/or control functions and ensure alignment with enterprise and/or regulatory requirements + Participates in cross-functional / enterprise initiatives as a… more
- TD Bank (Tampa, FL)
- …alignment with risk appetite + Assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of Conduct ... and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Participates in cross-functional / enterprise initiatives as a… more