- American Express (Sunrise, FL)
- …inquiries and exams. Successful execution of these responsibilities will help to strengthen ECM's risk and control environment. The Regulatory & Audit Exam ... action owners on risk management remediation efforts with a audit and regulatory perspective. + Act as resource and advisor for 1LOD teams on cross business… more
- Citigroup (Tampa, FL)
- …level role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in coordination with the Audit team. The ... This role will cover the Data, Regulatory and Account Operations teams. Data Operations provide...adoption + Recommend interventions to issues, propose solutions for risk and control problems, partner with Directors… more
- American Express (Sunrise, FL)
- …Servicing (GS) is looking for a Manager of Governance focused on ensuring control management is embedded in the day-to-day operations of our organization. It will ... business units, functional areas, and geographies. **The Manager, GS Control Management - Governance will:** + Lead the collection,...+ Lead the collection, analysis, and synthesis of operational risk data to identify emerging trends, key risk… more
- TD Bank (Fort Lauderdale, FL)
- … regulatory requirements and assess potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment with ... Suite skills are needed to be successful in this role. Candidates with various LOB risk & audit backgrounds (non-sales) are encouraged to apply We are building out a… more
- Citigroup (Tampa, FL)
- …level role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in coordination with the Audit team. The ... a timely manner, in accordance with Internal Audit and Regulatory standards + Review and approve the Business Monitoring...adoption + Recommend interventions to issues, propose solutions for risk and control problems, partner with Directors… more
- EverBank (Jacksonville, FL)
- **Business Unit Risk and Control Management** The BU Risk and Control Management job ensures the reliability and effectiveness of internal financial ... and weaknesses. + Oversees the compilation of various state and federal regulatory agency filings and coordinates quarterly and annual statement mailings. +… more
- TECO Energy (Ybor City, FL)
- …creating Technology-related compliance documents. An extensive knowledge and understanding of IT regulatory standards and control frameworks. Ability to apply ... new legislation/ regulatory requirements on Tampa Electric business operations. b. Risk Management: Work with technology teams and business stakeholders in the… more
- TD Bank (Fort Lauderdale, FL)
- …the US Head of Compliance Programs + Supports the management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and ... as well as banking products and services. Additionally, a risk management / internal control mindset to...& Experience** + Minimum of 7 years of prior regulatory , compliance, and/or risk management experience +… more
- TD Bank (Fort Lauderdale, FL)
- …corporate and/or control functions and manages alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) supports TD business lines in...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- JPMorgan Chase (Tampa, FL)
- …efficiency. **Required qualifications, capabilities, and skills:** + Extensive experience in risk management, assessment, control evaluations, or a related ... Join our team as a leader in control evaluations and substantive testing, where your expertise...Test Lead within the Global Asset Compliance and Ops Risk Testing Center of Excellence (CoE), you will be… more