- JPMorgan Chase (New York, NY)
- …and external partners to develop and execute on key initiatives, focus on operational risk excellence & control mitigation to manage continuous changes in the ... regulatory landscape. As a Control Management Vice President within the Control ...ensure timely remediation. Your role involves assisting in top-down risk analysis, real-time control issue detection, escalation,… more
- American Express (New York, NY)
- …payment network and manages bank partnerships globally. The objective of the GMNS Control Management Specialized Operational Risk (OR) team is to provide subject ... matter expertise on specific Operational Risk topics to ensure the BU is equipped with...for a Manager of Specialized OR focused on ensuring control management is embedded in the day-to-day operations of… more
- American Express (New York, NY)
- …Strong communication and presentation skills. **Preferred Qualifications:** + Experience in risk management, governance, compliance, regulatory , or audit within ... across the first line via the teams including Enterprise Control Management. The Enterprise Control Management team...a key connection point with the second line Global Risk & Compliance (GRC) teams. **How will you make… more
- JPMorgan Chase (New York, NY)
- …other partners to perform ongoing assessment, monitoring and improvement of the operational risk and control environment, covering a specific business team + ... Promote an environment where risk and control concerns are escalated and...Drive business readiness and serve as liaison for Audit, regulatory , and Compliance responses and exams + Collaborate with… more
- Mizuho Corporate Bank (New York, NY)
- …to align all controls and reporting requirements. + Facilitate the completion of annual Risk Control Self Assessments with teams across Operations. + Assist in ... the overall control environment. + Coordinate with other internal functions (Non-Financial Risk , Business Risk & Control , Compliance ) on the… more
- Citigroup (New York, NY)
- …must include: Working on large regulatory or strategic cross-functional risk and control transformation initiatives within the financial services industry; ... well as Organization PMOs, to achieve expected levels of sustainability that meet regulatory expectations, reduce risk , address article gaps and pass Internal… more
- SMBC (New York, NY)
- …strategy and product development (incl. new product development) through identification of risk & control considerations, as well as definition & ... Vertical BCO. + Liaises between Specialized Finance Department and control functions to execute on 2nd Line of Defense...with the ability to drive cross-functional collaboration. + Prior risk managment within a complex regulatory and… more
- SMBC (New York, NY)
- …responsible for overseeing and managing various programs and initiatives within the control office, helping to oversee effective governance, risk management, and ... IT, to gather information and ensure alignment and effective execution of control office programs, organizational goals, and regulatory requirements. +… more
- TD Bank (New York, NY)
- …+ Be part of a high-impact team at the forefront of managing reputational and regulatory risk . + Work in a dynamic, global environment with opportunities for ... seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This role is critical... requirements and assisting business units to manage their regulatory risk . **Depth & Scope:** + Works… more
- UMB Bank (Albany, NY)
- … requirements. + Issuing a summary memorandum of each retail branch quality control review performed, including an overall risk rating articulating the level ... The **Branch Quality Control Analyst** is responsible for performing independent, quality...of retail branch locations to identify operational and compliance risk within the retail branch. This associate works closely… more