- TD Bank (New York, NY)
- …corporate and/or control functions and manages alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment… more
- TD Bank (New York, NY)
- …Regulatory Change Governance (GRCG), the team provides day-to-day support for consistent risk -based management of regulatory change. As a second line of ... change process for effectively identifying, assessing, communicating, managing, and mitigating regulatory compliance risk and maintaining knowledge of applicable… more
- Scotiabank (New York, NY)
- …across business and technology- Cloud Security and Cloud Engineering leads, aligned risk leads, first line of defense (1LOD), Regulatory Relations, Internal ... will also work in implementing and maturing the Cloud Control Framework for Global Risk Management (GRM)...line of defense is aligned with internal and external control standards, as well as regulatory and… more
- TD Bank (New York, NY)
- …balance sheet and forecasts, cash flow output, capital and liquidity reporting, risk models, etc.)** ** Regulatory reporting constructs** **Nice to have: Python, ... ALM, stress testing, and recovery/resolution planning. Significant experience working with risk management, finance, business units, treasury, and/or regulatory … more
- American Express (New York, NY)
- …Treasury and Risk Management teams to ensure that the key governance, risk management and internal control processes are adequately designed and operating ... problem into components, solve them using data analysis, process knowledge and risk / control knowledge, and communicate data analysis, issues and control… more
- TD Bank (New York, NY)
- … risk assessments, vendor engagements, reviewing audit findings and regulatory issues to support exam responses, reviewing business policies and procedures, ... + Awareness of Open Banking principles and frameworks + Solid understanding of risk management practices, standards, and regulatory expectations + Awareness of… more
- American Express (New York, NY)
- …others + Collaborate with audit teams to understand the data behind key processes, risk and controls to develop analytic control tests and analyze and interpret ... problem into components, solve them using data analysis, process knowledge and risk / control knowledge, and communicate results and control recommendations… more
- American Express (New York, NY)
- …Support the execution of business-level compliance risk assessments and control self-assessments + Support regulatory exam readiness, issue remediation, and ... and driving strong governance around execution + Update BU Risk and Control Assessment based on new...**Key Competencies:** + Strong business acumen and judgment + Regulatory interpretation and control design expertise +… more
- American Express (New York, NY)
- …the design and operating effectiveness of cybersecurity controls, including testing control effectiveness with analytics-based testing + Analyze regulatory and ... problem into components, solve them using data analysis, process knowledge and risk / control knowledge, and communicate results and control recommendations… more
- TD Bank (New York, NY)
- … regulatory requirements and assisting business units to manage their regulatory risk . **Responsibilities:** + Directs day-to-day activities of the Investment ... Compliance team in a manner consistent with the Bank's risk culture and the relevant risk appetite...out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and Asia Pacific.… more