- TD Bank (New York, NY)
- …+ Provides mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code of Conduct + Keeps ... their Compliance knowledge and expertise; and assumes responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of… more
- Heritage Financial Credit Union (Middletown, NY)
- …such as CIA, CPA, or CISA, and bring deep knowledge of internal controls, risk management, and regulatory requirements? Have you partnered with external agencies ... union and as such plays a critical role in assessing the organization's risk landscape, ensuring compliance with regulatory requirements, and fostering a strong… more
- Citigroup (New York, NY)
- …industry and regulatory trends to help shape innovative product design, ensure risk and control , and provide critical thought leadership to clients. Key ... demand and industry trends, enhancing business profitability, and strengthening risk and controls and regulatory compliance. The...of them of changes that will impact them. + ** Risk and control oversight** - Maintain vigilance… more
- KeyBank (NY)
- …of the Financial Crimes Anti-Money Laundering (AML) and Office of Foreign Assets Control (OFAC) Risk Assessments and related processes, procedures, and controls. ... the enterprise AML/OFAC Risk Assessments and the Risk and Control Self-Assessment (RCSA). Work with...risk mitigation. + Research and analyze emerging risks, regulatory focus, and industry-related enforcement actions, in addition to… more
- TD Bank (New York, NY)
- …one or more areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending large-scale product, technical, ... and/or control functions and promotes alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving … more
- Bank of America (New York, NY)
- …to complete all activities. Decisions made will have significant impact to the firms Regulatory , Financial, Reputational and Operational risk to the Bank. On a ... complete, accurate and timely regulatory reports to regulatory agencies. * Executes control practices, including...and connects to team strategy, priorities and contributions. + Risk Manager: Ensures proper risk discipline, controls… more
- TD Bank (New York, NY)
- …+ Provides mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code of Conduct + Keeps ... their Compliance knowledge and expertise; and assumes responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of… more
- Mizuho Corporate Bank (New York, NY)
- …governance structures. Fostering transparency through the delivery of analytics and insights on risk and control indicators is a core component of the program.As ... operational resilience strategy that aligns with the firm's business objectives, regulatory requirements, and enterprise risk management framework. + Establish… more
- American Express (New York, NY)
- …of a centralized data control inventory ensuring alignment with internal policies, regulatory expectations, and risk appetite + Work closely with the product ... domains + Design and implement effective data controls (preventative and detective), leveraging enterprise risk and control frameworks such as Risk and … more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + Reporting: With the Head of Surveillance ... culture within Compliance and across the enterprise. + With business and other Risk partners promote a strong governance & control environment with periodic… more