- MUFG (New York, NY)
- …work remotely one day. A member of our recruitment team will provide more details. Risk and control officer will be responsible for assisting with the duties of ... The associate will be responsible for key aspects related to issue management, risk assessments, control testing, risk metric reporting, documenting loss… more
- Mizuho Corporate Bank (New York, NY)
- Business Risk and Control - Internal ...of your department, as well as local laws and regulatory obligations. Roles in some of our departments have ... Control Testing (ICT) AVP: Business Risk and Control (BRC) is a 1st line of defense Operational Risk team responsible for identifying, assessing,… more
- Scotiabank (New York, NY)
- …strengthening the firm's risk management framework by driving consistency, regulatory alignment, and continuous improvement in control effectiveness. **What ... ground up, with a proven track record in executing Risk and Control Self-Assessments (RCSAs) and managing complex regulatory engagements. In addition, this… more
- JPMorgan Chase (Brooklyn, NY)
- …updates, ensuring engagement across necessary CIB teams. + Provide advisory support to Control Managers for correct capture of regulatory findings into CORE. + ... Join our Regulatory Commitments Team (RCT) within the Compliance & Operational Risk Team as part of the Commercial & Investment Bank (CIB) Central Controls… more
- JPMorgan Chase (New York, NY)
- …input on new business strategies, products, policies, procedures, training, operational processes, risk mitigation and control . The role will focus on providing ... to work with key stakeholders including the business, Legal, Risk , Control Management, Technology, Internal Audit, Finance...of compliance and conduct risks. + Collaborate with Legal, regulatory engagement, the business and other control … more
- M&T Bank (Buffalo, NY)
- …critical skills to enhance team's outcomes. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the ... Risk , and internal partners such as the Risk Division, Internal Audit, and Regulatory Affairs....CISM (Certified Information Security Manager), or CRISC (Certified in Risk and Information Systems Control ) certification or… more
- Citigroup (New York, NY)
- …across Investment Solutions + Assess, support, review, challenge MCA as delegate to Key Risk Owner and Control Owners + Drive timely, quality closure of MRAs, ... issues and risk / control tracking + Harmonization, enhancement, and greater...building a strongly engaged team. + Lead significant Investment control related regulatory interactions globally, including items… more
- City National Bank (New York, NY)
- … risk and control environment arising from risk assessments, risk monitoring, internal and external events, and regulatory exams * Exhibit high ... by assigned 1LOD business or corporate unit(s), related to Payment Systems, including Risk and Control Assessments, Control Management Activities, Key … more
- TD Bank (New York, NY)
- …TD Securities in developing, implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory requirements and ... financial crime risk . This involves providing guidance on regulatory compliance, close partnership with business and legal, and operationalizing requirements… more
- Scotiabank (New York, NY)
- …closely with, and providing support, advice and guidance, to business unit and control function management to support their regulatory interactions. The role ... and supporting delivery of requested information, and coordinating and attending regulatory meetings with control functions and business unit personnel… more