- KeyBank (Amherst, NY)
- …Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program") ... testing and continuous monitoring to evaluate Key's compliance with regulatory requirements and expectations. Individuals work both autonomously on assignments… more
- TD Bank (New York, NY)
- …and documentation of new processes + Assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of Conduct ... communications to management or broader audiences + Maintains a culture of risk management and control , supported by effective processes in alignment… more
- Mizuho Corporate Bank (New York, NY)
- …services operations, finance, liquidity, compliance, conduct, financial crime, technology, credit risk , market risk , regulatory reporting, know your ... reviewing the approach, testing and reports for issues (eg regulatory , third-party and internal audit) related to equity &...automation using data analytics. + Collaborate with other corporate risk and control functions to ensure activities… more
- Bank of America (New York, NY)
- …Join us! **Job Description:** Responsible for keeping line of sight into any data risk and related issues impacting the FLU/CF, in accordance with other data related ... that enable adherence to the other data related policies and other regulatory mandates; this includes system design and architecture, data governance, data… more
- Wolters Kluwer (New York, NY)
- … risk assessment templates, exceptions, escalation memos) aligned to regulatory and organizational standards. + Oversee creation and institutionalization of SOPs, ... use cases, leading cross-functional discussions with conviction, and translating regulatory and ethical requirements into structured, scalable governance solutions.… more
- American Express (New York, NY)
- …Community to operationalize and update risk universe components, including risk statements, control expectations, and testing approaches standards. + ... planning and execution of change initiatives related to updates in enterprise risk frameworks, taxonomies, and associated control libraries. + Oversee change… more
- Amentum (Albany, NY)
- …threats, regulatory changes, and industry best practices. + **Audits, Risk Assessments & Adherence Support:** Lead or participate in internal audits and ... Reporting & Metrics:** Maintain comprehensive documentation related to ISMS, including control procedures, risk assessments, audit results, and adherence… more
- Citigroup (New York, NY)
- …from regulators and a goal to build a strong and consistent global control environment, Citi continues to enhance its business governance framework and has created ... first line of defense for wholesale and counterparty credit risk management and works with Independent Risk ...client businesses to ensure full alignment on business and regulatory goals, as well as consistency and best practices.… more
- Coinbase (Albany, NY)
- …* Lead IT process and gap assessments against industry standards and technology regulatory requirements to evaluate control design and operating effectiveness * ... stakeholder teams including Security, Engineering, Technology Governance, IT, and Operational Risk to support technology requirements and ensure control … more
- M&T Bank (Williamsville, NY)
- …the Bank's vendor management program. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the ... recommendations, performance management and terminations. + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory … more