- Citigroup (New York, NY)
- …documented. * Support Senior Underwriters in making recommendations/credit decisions, including risk ratings and regulatory classifications. * Conduct in-depth ... Citi continues to enhance its business control and governance framework by building out Institutional...risk factors. * Ensure all transactions are follow regulatory and Citi guidelines, policies and procedures. * Remain… more
- M&T Bank (Tarrytown, NY)
- …request discussions or committee presentations. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with ... Commercial Credit Lead plays a vital role in assessing and managing credit risk for commercial clients at M&T Bank. This individual contributor client facing… more
- American Express (New York, NY)
- …data controls across business units and governance teams + Monitor industry trends, regulatory expectations, and internal risk appetite to support the continuous ... Risk , Generative AI, and/or M&A + Experience supporting control integration within risk and compliance workflows + Prior experience in roles involving policy… more
- HSBC (New York, NY)
- …global strategy for Cryptography, supported by engineers, architects and multiple Control Owners, enabling business success, meeting regulatory expectation and ... possible supported by automation, measures and analytics + Ensure regulatory and risk management outcomes are being...trade-offs + Knowledge and exposure of the application of Risk and Control Management and associated frameworks,… more
- TD Bank (New York, NY)
- …/compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk . **Key Responsibilities:** + Data Governance & Quality ... Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control , and Front Office Technology...and assists in implementing compliance initiatives to help manage regulatory risk . **Depth & Scope:** + Works… more
- CIBC (New York, NY)
- …audits by Internal Audit; + Assisting in the preparation of written responses to regulatory exams and inquiries; + Performing risk assessments of US ... regulatory requirement group topics to determine risk ratings under CIBC's Regulatory Compliance Management...support groups (eg, Finance and Operations) to collaborate on control issues; + US Legal to seek interpretive guidance… more
- TD Bank (New York, NY)
- …and/or control functions to ensure alignment with enterprise and/or regulatory requirements + Supports team in staying knowledgeable on emerging issues, trends, ... relevant stakeholders and audit management where required + Maintains a culture of risk management and control , supported by effective processes and sound… more
- Citigroup (New York, NY)
- …and existing laws that impact the geography + Actively participate in various risk review and control forums while demonstrating keen awareness of issues ... + Proactively identify, evaluate, and contribute to the appropriate management of legal, regulatory , and reputational risk by collaborating with ICRM & Risk… more
- Citigroup (New York, NY)
- …and existing laws that impact the geography + Actively participate in various risk review and control forums while demonstrating keen awareness of issues ... + Proactively identify, evaluate, and contribute to the appropriate management of legal, regulatory , and reputational risk by collaborating with ICRM & Risk… more
- Citigroup (New York, NY)
- …reducing processing and payment risk . + Evaluate then evolve existing Control environment, Regulatory filing & Monitoring Capabilities + Active engagement ... 45 employees, overseeing day-to-day operational activity, and maintaining a strong focus on risk & control and client service. Both ECM and DCM businesses… more