- TD Bank (New York, NY)
- …one or more areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending large-scale product, technical, ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment… more
- TD Bank (New York, NY)
- …and documentation of new processes + Assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of Conduct ... communications to management or broader audiences + Maintains a culture of risk management and control , supported by effective processes in alignment… more
- TD Bank (New York, NY)
- …to ensure operational excellence and compliance with policies and procedures to mitigate risk and protect the Bank and Customers. This role will drive, reinforce, ... service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Closely monitors workflows for the teller team and… more
- TD Bank (New York, NY)
- …and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... the follow-up of findings arising from internal audits and regulatory reviews in accordance with policy + Oversees/leads the...relevant stakeholders where required + Maintains a culture of risk management and control , supported by effective… more
- Bank of America (New York, NY)
- …8 years of commercial credit experience (credit review, direct lending, workout, risk management and/or regulatory ), including deep understanding of large or ... an independent assessment of the quality of credit decisioning, portfolio management, risk recognition practices and the effectiveness of credit processes across the… more
- American Express (New York, NY)
- …Support the execution of business-level compliance risk assessments and control self-assessments. + Support regulatory exam readiness, issue remediation, and ... organization drives performance while upholding the Company's commitment to regulatory compliance and financial integrity through strategic collaboration with… more
- M&T Bank (Buffalo, NY)
- …to educate and assist with projects. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the ... governance areas. + Research and analyze industry best practices and regulatory requirements and make recommendations for policy enhancements to improve resiliency… more
- Santander US (New York, NY)
- …review and recertify the accounts including groups they belong to. + Perform risk assessments and control gap analysis against Information Security Policies and ... information technology risk management + Knowledge of risk assessments and compliance of major regulatory ...of risk assessments and compliance of major regulatory initiatives (eg, SOX, NYDFS) + Knowledge with cyber… more
- KeyBank (Amherst, NY)
- …wealth management and trust compliance and operational risks, and assessment of control effectiveness through the execution of risk evaluations and ongoing ... Road, Brooklyn Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the… more
- TD Bank (New York, NY)
- …manage a complex team that has a wide variety of skill sets. + Strong Control / Risk Management mindset. + Negotiation skills and forward looking with an ability ... and own the methodology for monitoring and testing by 2nd line including compliance risk and controls + Works with other second and third line functions, to support… more