- JPMorgan Chase (New York, NY)
- …term through a holistic goals based planning approach + Strictly adhere to all risk and control policies, regulatory guidelines and security measures ... **Required Qualifications, Capabilities, and Skills** + Six plus years of work experience in Private Banking or Financial Services + Bachelor's Degree required + Series 7, 66 and Insurance licenses required for position; unlicensed candidates considered, but… more
- CUNY (New York, NY)
- …Federal and GAAP accounting and regulatory policies - Reviews risk assessments, identifies internal control weaknesses and implements appropriate corrective ... actions - Manages day-to-day accounting functions including staff supervision in relation to closings, reconciliations and analyses - Oversees the accuracy and integrity of all financial statements, revenue projections and other reports as required - Develops… more
- JPMorgan Chase (New York, NY)
- …term through a holistic goals based planning approach * Strictly adhere to all risk and control policies, regulatory guidelines and security measures ... **Required qualifications, capabilities and skills:** * Six plus years of work experience prospecting, acquiring, and developing private banking/wealth management relationships with ultra-high net worth individuals and families in the Canada Market * Series 7,… more
- JPMorgan Chase (New York, NY)
- …long term through a holistic goals-based planning approach + Strictly adhere to all risk and control policies, regulatory guidelines and security measures ... **Required qualifications, capabilities, and skills** + A minimum of five years of financial services or service sales experience, established high net worth referral network and strong community presence + Proven trusted relationship builder with a track… more
- TD Bank (New York, NY)
- …corporate and/or control functions and ensure alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... appropriate levels and relevant stakeholders where required + Maintains a culture of risk management and control , supported by effective processes and sound… more
- Guardian Life (New York, NY)
- …& Compliance** + Ensure IAM controls meet internal audit, SOX, NYDFS, MAR and regulatory requirements. + Collaborate with IT Risk , Internal Audit, and Compliance ... protected and defended against cyber threats and reduce company risk and instill trust in all forms of identity....ID, Okta, ISAM, ISIM, LDAP). + Strong grasp of regulatory frameworks (eg, SOX, SOC2) and IAM control… more
- American Express (New York, NY)
- …+ Ability to break-down a complex problem into components, process knowledge and risk / control knowledge, and communicate issues and control recommendations ... that: + Provides data-driven and technology-enabled assurance + Delivers timely risk insights that are business-aware and forward-looking + Supports our colleagues… more
- Scotiabank (New York, NY)
- …Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development ... objective assurance over the design and operations of the Bank's internal controls, risk management and governance processes. We are professionals who thrive in a… more
- JPMorgan Chase (New York, NY)
- …Cybersecurity, Technology, Risk Management & Compliance, Legal, Human Resources, and Regulatory Affairs, as well as external partners, you'll play a key role in ... execution of large-scale initiatives. + Extensive knowledge of governance and risk management frameworks, including evaluating control environments and… more
- TD Bank (New York, NY)
- …to the business, with such advice tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best ... + Advise business areas on firm policies and procedures, regulatory requirements and industry best practice. + Identify ...firm policies for covered business areas + Conduct compliance risk assessments to ensure effective business control … more