- TD Bank (New York, NY)
- …alignment with risk appetite + Assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of Conduct ... and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Participates in cross-functional / enterprise initiatives as a… more
- Citigroup (New York, NY)
- …execution of its strategy, leading to enhancements in the Institution's governance, risk management and control environment. The Chief Auditor -Professional ... whilst ensuring our audit work is based on IIA Standards and regulatory expectations; integrate an Agile approach into all assurance activity; whilst, driving… more
- Bank of America (New York, NY)
- …Minimum 8 years of commercial credit experience (credit review, direct lending, workout, risk management and/or regulatory ) + Experience in asset-based lending + ... an independent assessment of the quality of credit decisioning, portfolio management, risk recognition practices and the effectiveness of credit processes across the… more
- American Express (New York, NY)
- …processes; expand the capabilities of technology risk management + Extend risk management and control expertise beyond the information security domains into ... in this vision is the work of the Technology Risk & Information Security organization, empowering the company to...security standards and handling IT controls and compliance with regulatory guidance. **What type of work can you expect?**… more
- Citigroup (New York, NY)
- …support a credit view based on well-supported analysis that effectively balances risk and business objectives * Ensure appropriate regulatory classification and ... working in direct partnership with Relationship Managers and Independent Risk , to execute on the firm's and client's business...addressed. CLM represents a critical "first line of defense" control function for the bank, ensuring the CCB's credit… more
- Wells Fargo (Manhattan, NY)
- …or deposit balances + Identify and recommend opportunities for process improvement and risk control development + Make decisions and resolve issues regarding ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
- M&T Bank (Buffalo, NY)
- …to senior management, providing a clear explanation of key drivers for changes in risk profile to meet internal and external regulatory guidance. + Partner with ... and guidance to less experienced analysts. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the… more
- Wells Fargo (New York, NY)
- …derivatives and securities products in any of the following areas: technology, finance, regulatory reporting, risk , middle office or operations + 5+ years of ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
- M&T Bank (Buffalo, NY)
- …performance management and terminations. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with ... maintain, analyze and manage quantitative/econometric behavioral models used for credit risk , capital planning and/or underwriting. Assists with directing daily and… more
- Amalgamated Bank (New York, NY)
- …in high- risk jurisdictions-in full alignment with departmental procedures and regulatory standards. + Ensure timely completion of case reviews by adhering to ... and mitigating financial crime risks by conducting in-depth reviews of high- risk clients and transactions. This position supports the institution's compliance with… more