- Price Chopper (Schenectady, NY)
- …emphasis on risk -based validation and verification. + Stay current on regulatory changes and industry best practices; assess impact and implement changes as ... safety and quality programs within the commissary operation. This leader ensures regulatory compliance with USDA, FDA, and local authorities while developing and… more
- Aston Carter (New York, NY)
- …and remediate control gaps to align with best practices and regulatory expectations. + Support the audit lifecycle for key external reporting milestones. + ... and expanding the internal audit function, prioritizing automation, efficiency, and risk alignment. This role involves leading the implementation of SOX 404… more
- HSBC (New York, NY)
- …over the design and operating effectiveness of the Group's framework of risk management, control and governance processes. GIA possesses specialized capabilities ... are in place, including processes for management of operational risk , in accordance with Company and regulatory ...role: + 5 - 10 years relevant work experiencein risk or control aspects gained within any… more
- Scotiabank (New York, NY)
- …forums + Regulatory and Controls + Strengthening and developing the control environment by promoting an understanding and adherence to the existing governance ... US activities, driving consistency across businesses + Understanding how the Bank's risk appetite and culture should be considered in day-to-day activities and… more
- Lincoln Financial (Albany, NY)
- …Role at a Glance As an Audit Analyst, you will lead and execute risk -based audits focusing on operational processes and regulatory compliance across the company. ... consultative services that add value and improve organizational operations by evaluating risk management, control , and governance processes. The Audit Analyst… more
- TD Bank (New York, NY)
- …lines, corporate, and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Maintains a culture of risk management and ... decisions; develop and maintain contacts with market participants + Demonstrates governance, control , and risk management behaviors in alignment with TD policies… more
- TD Bank (New York, NY)
- …ISDA Master Agreements, Credit Support Annexes, Master Confirmation Agreements, Regulatory IM Documents, Account Control Agreements, Custody Agreements). ... Term Commitment Agreements, ISDA Master Agreements, CSAs, Master Confirmation Agreements, Regulatory IM Documents, Account Control Agreements and Custody… more
- Citizens (Tarrytown, NY)
- …account processing, settlements, and fee processing + Strong understanding of operational risk management and internal control frameworks + Demonstrated ability ... used by our business, issue-resolution, effective and well documented procedures, risk management and mitigation, maintaining an effective SharePoint site and… more
- Scotiabank (New York, NY)
- …Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development ... compliance testing in order to assess compliance with legal, regulatory and internal firm policy requirements. + Focus on...to ensure testing is adequately designed to identify potential control gaps and non-compliance with laws and regulations. +… more
- M&T Bank (Buffalo, NY)
- …skills and experience. Other Responsibilities + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards ... in audit engagements that span multiple portfolios which require in-depth business and risk knowledge to properly assess associated risk and controls. **Primary… more