- TD Bank (New York, NY)
- …/compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk . **Depth & Scope:** + Works independently as the ... the discipline * Adhere to internal policies/procedures and applicable regulatory guidelines * Keep abreast of emerging issues, trends,...and assess potential impacts * Maintain a culture of risk management and control , supported by effective… more
- Bank of America (New York, NY)
- …bankers, senior leaders, risk partners and regulators / auditors + Control focused mindset and good understanding of regulatory and reputational risks ... resolving conflicts in a large, distributed organization + Ensure GCIB's regulatory and risk reporting inventory is compliant with regulatory and enterprise… more
- Marex (New York, NY)
- … regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable regulatory bodies. + Adhere to the operational risk framework for your role ... checks are carried out on all new customers in accordance with local regulatory requirements and Group standards and procedures + Communicate with brokers, sales,… more
- HSBC (New York, NY)
- …to clients' evolving challenges and requirements + Maintain and observe all HSBC control standards and implement the Risk and Compliance Policies, including ... compliance with all relevant internal instructions (FIMs, GSM, GCLs) and external regulatory requirements, including the management of operational risk and… more
- Zurich NA (New York, NY)
- …US and Canadian operations, ensuring alignment with global standards and local regulatory expectations. This is a strategic leadership role where you'll shape the ... compliance culture, manage risk proactively, and support sustainable business growth in the...controls. + You will maintain and enhance the compliance control environment to mitigate risks across the North American… more
- M&T Bank (Buffalo, NY)
- …banking technologies, driving technology strategy, digital transformation, change management and risk & regulatory governance to ensure scalable growth, ... DevOps practices, enhancing delivery, speed, and operational resiliency + Ensure regulatory compliance and security across all consumer and business banking… more
- Deloitte (Rochester, NY)
- …Consultant, you will: + Demonstrate advanced understanding of business processes, internal control risk management, IT controls and related standards + Identify ... cyber risks. Our professionals provide advisory and implementation services that integrate risk , regulatory , and technology skills to help clients transform… more
- Insight Global (New York, NY)
- …environment within the Global Markets division, evaluating the effectiveness of risk management practices, identifying potential control weaknesses, and ... audits focused on the firms compliance with the securities regulatory requirements and a strong control environment...business during the year to assess changes in the risk and control environment We are a… more
- TD Bank (New York, NY)
- …+ Ensures colleagues are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of ... areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending...and assesses potential impacts + Maintains a culture of risk based management and control , supported by… more
- Wells Fargo (New York, NY)
- …and risk + Identify opportunities and strategies for process improvement and risk control development in the Treasury Management Consulting functional area + ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more