- Wells Fargo (New York, NY)
- …and risk + Identify opportunities and strategies for process improvement and risk control development in the Treasury Management Consulting functional area + ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... review complex legal documents, including cash management agreements, deposit account control agreements, and treasury management service documentation + Serve as… more
- Wells Fargo (New York, NY)
- …Strategically engage with all levels across the enterprise to improve processes and risk control , resolve client issues while achieving Wells Fargo's business ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
- TD Bank (New York, NY)
- …corporate and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment… more
- Citigroup (New York, NY)
- …from regulators and a goal to build a strong and consistent global control environment, Citi continues to enhance its business governance framework and has created ... first line of defense for wholesale and counterparty credit risk management and works with Independent Risk ...client businesses to ensure full alignment on business and regulatory goals, as well as consistency and best practices.… more
- SMBC (White Plains, NY)
- …findings and audit observations, ensuring timely closure, documentation, and sustainable control implementation + Ensure compliance with regulatory frameworks ... part of SMBC Americas' strategy to build a commercially competitive, US regulatory -based Commercial and Investment Bank, SMBC Americas Division has launched an… more
- TD Bank (New York, NY)
- …+ Provide day-to-day strategic advice and guidance to front office and relevant control functions regarding (i) public and private offerings of equity and debt ... the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and Asia Pacific. + Monitor and identify … more
- Bassett Healthcare (Cooperstown, NY)
- …practice, healthcare economics, management of change, information services, communication, risk management, regulatory affairs, and related areas. Coordinate ... direct accountability for clinical practice as it relates to, quality and regulatory compliance, interventional and procedural based activities. The Director is a… more
- PNC (New York, NY)
- …Management, Continuous Monitoring, Control Assessment, Internal Controls, Process Control , Risk Assessments, Risk Management **Competencies** Accuracy ... Audit department into the future. * We execute a Risk Based Audit Approach * We value Data Analytics...Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals… more
- University of Rochester (Rochester, NY)
- …support of compliance and security. + Develops and maintains a robust change control program in compliance with quality and regulatory compliance standards for ... for clinical research conducted at CHeT. Ensures clinical data quality, regulatory compliance, and integrity of research documentation while collaborating with… more