- Insight Global (New York, NY)
- …ability to exercise professional skepticism. This role involves raising awareness of control risk and monitoring the implementation of management's control ... of defense, the Internal Audit team independently assesses the firm's internal control structure, governance processes, risk management, and capital and… more
- System One (Tarrytown, NY)
- …PBRERs, DSURs, RMPs, and other ICH-compliant safety reports. + Familiarity with regulatory safety reporting guidelines (eg, EMA, FDA, ICH E2E). + Demonstrated ... ability to manage safety data extraction, review, and narrative development. 2. Regulatory Agency Interaction & Inspection Readiness + Participation in regulatory… more
- MUFG (New York, NY)
- …execution of day-to-day activities relating to sanctions advisory, program and regulatory change management matters across MUFG Bank globally. The GSCD Program ... is responsible for advising on regulatory /bank policy matters, driving implementation of global sanctions controls (including list management, technology, sanctions… more
- Mizuho Corporate Bank (New York, NY)
- The Americas Compliance Department (ACD) manages compliance risk in the United States for Mizuho Bank Ltd. and its US subsidiary bank, Mizuho Bank (USA) and also ... the AML Transaction Monitoring, KYC, and Sanctions procedures against regulatory requirements. In addition to testing in search of...requirements. In addition to testing in search of any control weaknesses, the FCC QA Associate will also assess… more
- CIBC (New York, NY)
- …The US Capital Markets Business Management also strives to ensure a sound control environment and provides sound advice in support of business strategy. **At CIBC ... line of defense for business + Engage with Enterprise Risk to deliver on Risk Appetite Statement...process to establish business operating procedures as related to regulatory findings + Coordinate and contribute to responses of… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... for complex business problems. + Support operational governance activities including control testing, compliance tracking, and audit readiness. + Work closely with… more
- Wells Fargo (New York, NY)
- …feedback + Identify opportunities and strategies for process improvement and risk control development across Commercial Banking Relationship Management + ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
- Molina Healthcare (NY)
- …(CISA), Certified Information Systems + Security Professional (CISSP), or Certified in Risk and Information Systems Control (CRISC) required. + Adaptable to ... zone. **Job Summary** This position will execute the Information and Cybersecurity Risk Management programs, concentrating on internal and third-party risk … more
- M&T Bank (Buffalo, NY)
- …recommendations to Senior Management as necessary. + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards ... in support of the creation and maintenance of statistical models. Support Senior Analysts, Risk Modelers and Credit Risk Management in data analysis and model… more
- MTA (New York, NY)
- …complex program with highly skilled staff, contracts, and processes associated with risk management that are essential to maintaining electronic and physical safety ... responsible for managing and developing staff, technology, and processes to reduce risk with the evolving cyber threat landscape and changing technology portfolio.… more