- Citigroup (New York, NY)
- …+ Flag and report illegal or improper transactions, complying with all regulatory policies and control procedures regarding client acceptability. + Understand ... behalf. + Maintain full understanding of client goals and risk tolerance to ensure that financial strategies are appropriate....with support groups in Citi Private Bank to maintain control , find solutions and resolve issues. + Follow standard… more
- Gateway Hudson Valley (Kingston, NY)
- …to ensure quality of services delivered and operations are within regulatory compliance (OPWDD, OMH, DOH, OSHA) and agency guidelines. ESSENTIAL RESPONSIBILITIES ... resident and selected trainee medical files to ensure timeliness, accuracy, and regulatory compliance of the Health and Nursing Services Division's record keeping… more
- Lotte Biologics USA LLC (Syracuse, NY)
- …including Principal Components Analysis and Partial Least Squares, Quality Control test method validations and transfer validations, ANOVA/means comparisons, design ... determination, and continuous process verification (CPV) and Statistical Process Control (SPC) methodologies. + Works independently, while also collaborating and… more
- Citigroup (New York, NY)
- …level role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in coordination with the Audit team. The ... a timely manner, in accordance with Internal Audit and Regulatory standards + Review and approve the Business Monitoring...adoption + Recommend interventions to issues, propose solutions for risk and control problems, partner with Directors… more
- TD Bank (New York, NY)
- …and complies with Bank and Industry Codes of Conduct + Maintains a culture of risk management and control , supported by effective processes in alignment with ... that focuses on competitive product functionality, operational effectiveness, effective risk management and strong financial performance. Other key responsibilities… more
- HSBC (Buffalo, NY)
- …to compliance and operational risk controls with HSBC and regulatory standards, policies and practices: report control weaknesses, compliance breaches ... evaluation of third-party mortgage documentation to assess accuracy and credit risk . Analyze international credit reports, foreign verification of employment and… more
- Citigroup (New York, NY)
- …progressive, post-baccalaureate experience as a Data Analyst, Business Analyst, Compliance Analyst, Risk Manager, Regulatory Risk Officer, or related ... analysis of the Basel parameter and review it with CPB Business and Risk team. Provide Current Expected Credit Loss (CECL) calculations for Delinquency Managed… more
- Citigroup (New York, NY)
- …knowledge externally to clients and the market, and internally to leadership, Risk , and other partners. This position would work closely with internal counterparts ... and subject matter experts, while structuring deals that balance risk and reward. + "Be the Best" for our...of the existing credit portfolio. + Ensure compliance with regulatory requirements and Citi's policies / guidelines at all… more
- M&T Bank (Buffalo, NY)
- …datasets for regulatory reporting. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the ... + Refine testing methodologies for vulnerability scanning to provide comprehensive risk -based view of potential vulnerabilities and may lead implementation of new… more
- Citigroup (New York, NY)
- …transaction management, and loan operations to define and implement operational metrics and risk and control reviews to ensure all stakeholders have end to ... events, capture data, store documentation, troubleshoot issues/roadblocks, perform quality control + Appropriately assess risk when business decisions… more