- TD Bank (New York, NY)
- …one or more areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending large-scale product, technical, ... key issues + Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business… more
- Truist (New York, NY)
- … risk programs in accordance with the program requirements (ie Risk control self-assessments, issues management). 3. Assist business line leadership ... and governance to the assigned business unit regarding its control environment. 4. Support the business in the development... change). 6. Provide oversight and support for open risk , audit, and regulatory issues. Evaluate the… more
- American Express (New York, NY)
- … risk assessment governance framework is robust, aligned with regulatory requirements, and effectively manages compliance risks across our firm, including ... successful candidate will ensure the CRA program is robust, risk -based, and responsive to regulatory expectations, while...partner to compliance leaders and business stakeholders on inherent risk , control effectiveness, residual risk ,… more
- Scotiabank (New York, NY)
- …limit breaches, market abuse, fair dealings with clients, auctions and compliance with regulatory requirements; + Collaborate with Compliance and Risk Groups in ... and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and… more
- BMO Financial Group (New York, NY)
- …stakeholders. + Ensures alignment between stakeholders. + Represents the risk program / governance structure during internal/external regulatory ... and management of core business/group processes. + Administers and maintains the market risk monitoring and control program activities in adherence to all… more
- American Express (New York, NY)
- … & Compliance Organization, is the independent risk management function covering risk of financial loss, reputational damage, or regulatory or legal action ... regulatory requirements and internal American Express Policies. Support risk mitigation strategies by identifying, evaluating and prioritizing data risks to… more
- SMBC (New York, NY)
- …Risk Coordination Team Lead and the Head of Market and Liquidity Risk . **Key Responsibilities:** **Oversight and Regulatory Engagement:** - Assist with ... and relationship-building skills with internal departments, affiliates, Head Office, and regulatory bodies. - Collaborate effectively with internal risk … more
- Citizens (New York, NY)
- …embedded banking relationships and payment structures to establish mitigating controls, risk thresholds, and continuously monitor control effectiveness. This ... have transparency to the embedded banking program and corresponding risk and control inventory, inclusive of providing...of providing guidance for applicable state and or federal regulatory requirements. You will also work with the First… more
- Citigroup (Getzville, NY)
- …standards, and regulator expectations with applied experience executing, overseeing, or assessing risk and control processes and regulatory engagement. The ... and regulations to drive continuous improvement of trade reporting controls + Regulatory risk project management ownership (business requirements, analysis, and… more
- American Express (New York, NY)
- …of audit work to evaluate the effectiveness of controls in compliance with ORM regulatory and risk -based guidance, and bank policies and procedures as part of ... + Leading global audits for the ORM audit portfolio focusing on key operational risk areas including RCSA, Internal Control Framework, Risk Taxonomy, Top… more