- SMBC (New York, NY)
- …Help establish and maintain coordination with related compliance disciplines - eg, regulatory change, risk assessment, management of controls library. + Provide ... and finalize clear, comprehensive compliance policy documents adhering to regulatory expectations and internal standards. + Manage the policy...ongoing quality control and editorial assistance for long-term maintenance of policies.… more
- M&T Bank (Getzville, NY)
- …address issues for assigned CAM team(s). + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the ... planning, testing and implementing new projects, systems, products and regulatory changes impacting assigned CAM team(s). + Assist with...Company's Risk Appetite. Identify risk -related issues needing escalation… more
- M&T Bank (Buffalo, NY)
- … regulatory and compliance requirements. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the ... Company's Risk Appetite. Identify risk -related issues needing escalation...reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and external… more
- M&T Bank (New York, NY)
- …long-term, value-driven based relationships. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with ... an understanding of the Bank's product offerings, and communicate regulatory and product changes and enhancements. + Maximizes the...the Company's Risk Appetite. Identify risk -related issues needing escalation… more
- CTG (Cheektowaga, NY)
- …and controls are functioning as designed. + Understand and adhere to the company's risk and regulatory standards, policies, and controls in accordance with the ... verify wipe drive reports for internal audit and Federal regulatory compliance. + Participate in production of new internal...company's Risk Appetite; escalate risk -related issues to management… more
- The Salvation Army (Jamaica, NY)
- …+ Assist facilities in annual and complaint surveys. + Identify and resolve any regulatory compliance risk as it relates to nursing. + Implement processes to ... patients. + Review facility systems such as falls, infection prevention and control , admissions and discharges, weight loss, pressure ulcers, etc., and suggest… more
- TD Bank (New York, NY)
- …sales and trading activity is in line with those policies + Demonstrates governance, control and risk management behaviors in alignment with TD policies and ... of hedging strategies to manage currency exposure and mitigate risk for the bank and its clients + Monitor...firm's procedures + Understands and complies with TD Policies, regulatory and compliance requirements + Ensures that transactions are… more
- Bank of America (New York, NY)
- …(internal and external) * Marketing and brand development * Implementation of regulatory changes, and ongoing risk management of platform **Desired ... an opportunity to create sustainable retirement income and protect against downside risk . The Head of Annuity Product is responsible for driving responsible growth,… more
- JPMorgan Chase (New York, NY)
- …the DR Group will require interface with key partner constituencies, in particular risk , compliance, legal, and other internal control functions, as you ... Additionally, you will formulate the DR Group's response to regulatory and tax changes both in the US and...initiative and responding to feedback and requirements from legal, risk , operations, and other key constituencies through the New… more
- M&T Bank (Buffalo, NY)
- …more functional areas of Retail Servicing. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the ... testing and implementing of new projects, systems, products and regulatory changes impacting assigned Retail Servicing team(s). + Lead...Company's Risk Appetite. Identify risk -related issues needing escalation… more