- TD Bank (New York, NY)
- … management and control , supported by effective processes in alignment with risk appetite + Liaises with regulatory and law enforcement agencies on ... and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of Conduct… more
- Capgemini (New York, NY)
- … & Compliance** , you will lead transformation programs that strengthen governance, control , and risk management across financial services. You'll design and ... deliver regulatory and risk frameworks, oversee remediation initiatives,...process automation and resiliency. + Design and implement enterprise-wide risk and control frameworks, with a focus… more
- JPMorgan Chase (New York, NY)
- …funds in alternative investment strategies in private market investments. You will lead regulatory and compliance risk oversight for some of the most complex ... related to compliance oversight and material issues. + Collaborate with legal, product, risk , and operations teams to resolve complex regulatory issues. +… more
- Travelers Insurance Company (Melville, NY)
- …collaboration. Imagine loving what you do and where you do it. **Job Category** Risk Control **Compensation Overview** The annual base salary range provided for ... (RSCs), and Staff in assigned territory. This job serves as a technical resource to Risk Control Consultants and Underwriters and as a mentor to others. This… more
- Citigroup (New York, NY)
- …risk challenges and mitigations for capital. + Ensure adherence to all risk -related regulatory requirements, upholding the highest standards of compliance. + ... Individuals in Finance Risk are entrusted with corporate oversight tasks such...guiding resolution planning and recovery, as well as managing regulatory capital activities connected to stress testing. This role… more
- TD Bank (New York, NY)
- …Reviews, providing recommendations and guidance as required + Maintains a culture of risk management and control , supported by effective processes in alignment ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The successful applicant will be part of the… more
- Bank of America (New York, NY)
- …in the firm. **Responsibilities for this role include:** + Assessing the control environment effectiveness of market risk measurement and valuation processes ... and how risk -based auditing is used to assess business process control environment effectiveness. + Has strong presentation skills, with the ability to… more
- American Express (New York, NY)
- …services industry / Solid understanding of internal control frameworks and regulatory expectations for conduct risk + Strong analytical and critical thinking ... regulatory requirements, and supervisory expectations + Design and review conduct risk controls and participate in control testing to assess effectiveness… more
- American Express (New York, NY)
- …management within the banking/financial services industry including policy & procedure development, risk appetite, risk control self-assessment and testing, ... to present an effective credible challenge. + Provide operational resilience risk oversight by identification, assessment, control , measurement, monitoring and… more
- Antech Diagnostics (New York, NY)
- …or territory specific laws. + Five years of experience conducting cyber risk assessments, business impact analysis, control effectiveness evaluations and the ... Global teams in developing, implementing, and maintaining cybersecurity governance and risk management practices, while ensuring new and continuous compliance with… more