- TD Bank (New York, NY)
- … regulatory guidelines is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance, AML and Audit) to ... **Job Description:** **Short Term Assignment - 12 Month Duration** Regulatory and Supervisory Management (RSM) drives a strong culture...and sales activities in coordination with Compliance or relevant Risk and Control teams. + Conduct First… more
- American Express (New York, NY)
- … environment, updating risk assessment of reports and risk control matrix. + Tracking, monitoring, and actioning regulatory reporting items requiring ... and adhered to. + Work closely, coordinate, and collaborate with various Subject Matter Experts and Regulatory Reporting leaders to review and evaluate control… more
- Citigroup (Getzville, NY)
- …+ Ensure REG Ops's procedures and controls adhere to Citi's Global Risk & Control as well as Global Regulatory Reporting policies + Conduct data analysis on ... that is responsible for the implementation and oversight of regulatory reporting, including exception management and risk ...The group is responsible for:_ + Implementation of new regulatory reporting initiatives and enhancements + Control … more
- Citigroup (Queens, NY)
- … risk infrastructure, delivering solutions that ensure operational excellence, regulatory compliance, and strategic alignment. This role offers the opportunity to ... model risk management, model development, model validation, or similar risk / control functions within financial institutions strongly preferred. + Familiarity… more
- KeyBank (NY)
- …for discouraging actions that may expose KeyCorp and its affiliates to losses, regulatory or reputation risks, or to risk levels that exceed desired ... providing highly specialized guidance and oversight on current and emerging legal, regulatory , and operational risk issues, monitoring and measuring operational … more
- NBC Universal (New York, NY)
- …as required Policies & Procedures + Ensure that the risk , compliance, and control framework is updated to reflect external regulatory and fiscal changes as ... Design + Support the design and maintenance of a risk , compliance, and control framework which includes the identification of risks, appropriate controls,… more
- Citigroup (New York, NY)
- …maintain a robust Manager's Control Assessment (MCA) in compliance with the Citi's Risk Policy. + Serve as main point of contact for audit groups and ensure that ... maintain these standards **Qualifications** : + 10+ years of experience in Operational Risk Management, Audit, Compliance or other control function + Experience… more
- CIBC (New York, NY)
- …risks arising from regulatory changes. + Working with front-line staff and Risk Management to propose appropriate control thresholds based on any available ... Technology controls and assisting with the completion of their Risk and Control Self-Assessments. + Collaboration - Providing Line of Business (LOBs)… more
- M&T Bank (Buffalo, NY)
- …(KRIs) and assist in the creation of comprehensive KRI reporting. + Accurately complete Risk Control Self Assessments (RCSAs) and other risk management ... Actively participate in the planning, execution and reporting of the business unit's risk -based testing program. Perform control testing in accordance with M&T's… more
- Cardinal Health (Albany, NY)
- …Audit functions are a plus. + Deep knowledge of risk and control frameworks as well as key regulatory requirements that impact healthcare organizations. ... that enable operations and drive business value. **Information Security and Risk ** develops, implements, and enforces security controls to protect the organization's… more