- Synchrony (New York, NY)
- …leadership and other relevant committees including the Board + Own the Risk Control Self-Assessment (RCSA) policy, standard and overall framework. Provide ... a key part in identifying, assessing, and mitigating operational and model risk across the organization, ensuring compliance with regulatory requirements and… more
- TD Bank (New York, NY)
- …and communicating with staff and senior management of the Bank with respect to regulatory risk and other matters + Empowered to make prudent professional ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment… more
- Highmark Health (Buffalo, NY)
- …contractual obligations. + Manages program to perform on-site third party audits, regulatory reviews, vendor risk reviews,and validates necessary remediations to ... regulatory and/or compliance engagements to ensure appropriate security, audit, regulatory and operational risk terms are appropriately addressed. Interact… more
- Coinbase (Albany, NY)
- …continuous monitoring or risk treatment. * Maintain source of truth risk register: Quality control of data, tooling support, and implementing ... technical program management or other customer-facing disciplines. * Strong knowledge of risk / control issues in relation to evolving technology (eg, crypto,… more
- Broadview FCU (Albany, NY)
- …to proactively monitor and help manage enterprise risks. + Implement and support risk control self-assessment (RCSA) processes to evaluate the effectiveness of ... risk management policies and strategies are consistent with regulatory guidance. Essential Job Functions/Responsibilities: General + Delivers leadership and… more
- Citigroup (Getzville, NY)
- …commitments, etc. + Provides support related to execution efforts related to regulatory initiatives, and actively monitor change control , actions, risks, issues, ... **About the Team** The Finance Regulatory Engagement & Oversight team works closely with...exercise independence of judgement and autonomy. + Appropriately assesses risk when business decisions are made, demonstrating particularconsideration for… more
- Mizuho Corporate Bank (New York, NY)
- …multiple functions to identify improvement opportunities , implement process, a nd control enhancements for the regulatory reporting activities to keep abreast ... Reporting Q uality A ssurance P rogram with various regulatory reports, especially focus on credit risk ...questions brought up from the testing. Testing procedures include risk ranking, data analysis/ profiling, transaction testing, control… more
- American Express (New York, NY)
- …financial services. + Foundational understanding of risk assessment principles, regulatory compliance, and internal control frameworks. + Highly organized ... evaluation of CRA tooling and system enhancements. + Support regulatory , audit, and testing reviews related to the CRA... Risk Assessments and clear understanding of inherent risk , residual risk and control … more
- JPMorgan Chase (New York, NY)
- …escalating and tracking risk items as necessary. + Identify global risk concentrations, assess risks, and recommend control adjustments. + Analyze ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the… more
- TD Bank (New York, NY)
- …EDD, or AML within a financial institution + Demonstrated expertise in high- risk customer reviews and regulatory compliance + Strong analytical, problem-solving, ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Management… more