- Guidehouse (Charlotte, NC)
- **Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** Up to 50% **Clearance Required** **:** None **What You Will Do** **:** ... Guidehouse has an aggressive growth strategy for its Financial Crimes, Risk and Compliance (FCRC) practice, and now seeks to expand its leadership team by recruiting… more
- American Express (Charlotte, NC)
- …+ Lead Quality Assurance reviews which include: + Process review to identify control gaps and improvement opportunities for regulatory reporting processes. + ... Regulatory Reporting Governance policy, Self-Identified Re-filing Assessment Framework, Regulatory Report Risk Assessment and Cross Report Reconciliation… more
- Teleflex (Morrisville, NC)
- …for regulatory submissions and compliance. * Review and assess change control activities for potential impact on current regulatory filings. * Ensures ... Regulatory Affairs Specialist **Date:** Aug 11, 2025 **Location:**...they mean to the organization and management. * Identify risk factors and contingency planning for assigned projects. *… more
- Kelly Services (Winston Salem, NC)
- …methods, manufacturing processes, and/or process development to support CMC strategy and risk assessment. + Evaluate regulatory impact of technical changes and ... + Collaborate with cross-functional partners including Manufacturing, Quality Assurance, Quality Control , Process Development, and Regulatory Affairs. + Operate… more
- Huntington National Bank (Charlotte, NC)
- …and execution of appropriate review controls. . Identifies, articulates and coordinates regulatory reporting issues with Risk Management, Internal Audit and ... Description Our Regulatory Reporting Capital Manager position is a highly.... Public accounting and/or external financial reporting experience. . Control mindset and demonstrated ability for process improvement. .… more
- Wells Fargo (Charlotte, NC)
- …Control is responsible for providing executive management with clear visibility into risk exposures, emerging trends, and control effectiveness. The team also ... partners closely with business leaders and stakeholders to embed risk and control awareness into strategic initiatives...including RCSA, EBCE, Trigger Events, internal testing, audit, and regulatory outputs, into a cohesive risk management… more
- TD Bank (Charlotte, NC)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Centralized Investigation Team (CIT) is responsible… more
- Verint Systems, Inc. (Raleigh, NC)
- …. **Overview of Job Function:** The Vice President of Treasury and Risk Management leads and maintains stewardship for financial assets and debt including ... for capital structure, working capital, treasury operations, foreign exchange interest rate risk management, and insurance risk management. The role directs… more
- TD Bank (Charlotte, NC)
- …initiatives and interacting with internal partners such as Legal, Compliance, Privacy, Operational Risk , Regulatory Risk , Fraud, TRMIS and others to ensure ... + Actively engages partners including Legal, Compliance, Privacy, Operational Risk , Regulatory Risk , Fraud, TRMIS...and risks for the business + Supports the annual Risk & Control Self-Assessment process, including preparatory… more
- Wells Fargo (Charlotte, NC)
- …address regulatory requirements **Required Qualifications:** + 5+ years of Risk Management or Control Management experience, or equivalent demonstrated ... risk mitigation strategies for complex and highly integrated business specific risk across customer service + Facilitate control design, development and… more