- TD Bank (Charlotte, NC)
- …corporate and/or control functions and manages alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... monitoring plan for the US, , including, reports on regulatory themes and potential gaps in coverage, and creates...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- American Express (Charlotte, NC)
- …role is responsible for leading transformational efforts to elevate our controls and risk management for regulatory high- risk reports on critical enterprise ... point-of-contact for our enterprise initiatives to elevate and transform our control environment for regulatory reporting automation opportunities and… more
- American Express (Apex, NC)
- …Support the execution of business-level compliance risk assessments and control self-assessments + Support regulatory exam readiness, issue remediation, and ... and driving strong governance around execution + Update BU Risk and Control Assessment based on new...**Key Competencies:** + Strong business acumen and judgment + Regulatory interpretation and control design expertise +… more
- City National Bank (Raleigh, NC)
- …enterprise wide as requested by senior management of the Bank. * Communicate trends in risk and control issues to senior management on the results of ongoing ... the annual plan. * Make recommendations to clients on control deficiencies and follows up to ensure significant deficiencies...that the non-technical report reader can easily grasp the risk and controls. * Familiar with US Regulatory… more
- Wells Fargo (Charlotte, NC)
- …of compliance programs by the Front Line. + Develop, implement, and monitor risk -based compliance programs and controls. + Provide regulatory compliance risk ... and consulting for high- risk projects and initiatives. + Conduct compliance risk assessments and support regulatory exams, audits, and inquiries. + Monitor… more
- American Express (Charlotte, NC)
- …Attention will be focused on new product development, marketing strategies, risk management initiatives, process control , issue management, marketing collateral ... effective processes. + Support an effective Compliance program including Compliance Risk Assessment, Regulatory Change Management, and contribute to the… more
- American Express (Charlotte, NC)
- …and AENB Affiliate businesses to provide oversight and credible challenge on potential risk mitigation efforts to support an effective control environment. The ... + Present to Senior Management on areas of potential risk and key external regulatory updates. +...Counsel's Organization in support of an aligned and effective control and compliance framework. + Attract and retain talent… more
- Coinbase (Charlotte, NC)
- …deep dive control assessments into Consumer products and supporting systems to assess risk and control design, identify areas of weakness and control ... risk reduction initiatives * *Compliance Advisory: *Develop technology control requirements for new products, update relevant controls, and provide subject… more
- Wells Fargo (Charlotte, NC)
- …ability to inspire and lead diverse teams and build strong stakeholder relationships. + Risk & Control Mindset: Deep understanding of operational risk , ... coaching. + Ensure appropriate resource planning, workload balancing, and succession planning. Control , Risk & Governance + Strengthen internal controls and… more
- TD Bank (Charlotte, NC)
- …+ Provides mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code of Conduct + Keeps ... their Compliance knowledge and expertise; and assumes responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of… more