- TD Bank (Charlotte, NC)
- …and/or control functions to ensure alignment with enterprise and/or regulatory requirements + Supports team in staying knowledgeable on emerging issues, trends ... control functions to ensure alignment with enterprise and/or regulatory requirements + Leads or contributes to cross-functional/enterprise initiatives as an… more
- Truist (Charlotte, NC)
- …indicators for assigned business unit/corporate function. Support the effective execution of risk and control assessments, change risk initiatives, and ... time. 1. Lead and guide the ongoing design, execution, and continuous improvement of control monitoring of all risk types within business units to ensure… more
- Bank of America (Charlotte, NC)
- …to complete all activities. Decisions made will have significant impact to the firms Regulatory , Financial, Reputational and Operational risk to the Bank. On a ... complete, accurate and timely regulatory reports to regulatory agencies. * Executes control practices, including...and connects to team strategy, priorities and contributions. + Risk Manager: Ensures proper risk discipline, controls… more
- American Express (Apex, NC)
- …a diverse team of high-performing professionals from the ground up, focused on ensuring risk and control management is embedded in the day-to-day operations of ... as mitigate existing gaps in alignment with American Express risk appetite and regulatory requirements and ensure...strategies * Serve as an escalation point for all Risk and Control issues across financial crimes… more
- TD Bank (Charlotte, NC)
- … management and control , supported by effective processes in alignment with risk appetite + Liaises with regulatory and law enforcement agencies on ... and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of Conduct… more
- TD Bank (Charlotte, NC)
- …+ Provides mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code of Conduct + Keeps ... their Compliance knowledge and expertise; and assumes responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of… more
- TD Bank (Charlotte, NC)
- …one or more areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending large-scale product, technical, ... and/or control functions to ensure alignment with enterprise and/or regulatory requirements + Supports team in staying knowledgeable on emerging issues, trends… more
- City National Bank (Raleigh, NC)
- …Knowledge * Consistently keeps informed of new services, products, industry and regulatory developments and risk events that have a significant technology ... * Develops a general knowledge of the business operations, regulatory and accounting and control environment in...risk assessment practices. * Strong understanding of internal control concepts and experience in applying them to plan,… more
- USAA (Charlotte, NC)
- …assurance services regarding the effectiveness and efficiency of the Association's governance, risk management, compliance and control processes, and in the ... of a degree. + 10 years of internal audit, risk management, compliance, other control partner experience...laws and regulations relating to consumer compliance, internal controls, risk management, and other regulatory matters. +… more
- TD Bank (Charlotte, NC)
- …one or more areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending large-scale product, technical, ... and/or control functions and promotes alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving … more