- City National Bank (Raleigh, NC)
- …Knowledge * Consistently keeps informed of new services, products, industry and regulatory developments and risk events that have a significant technology ... * Develops a general knowledge of the business operations, regulatory and accounting and control environment in...risk assessment practices. * Strong understanding of internal control concepts and experience in applying them to plan,… more
- USAA (Charlotte, NC)
- …assurance services regarding the effectiveness and efficiency of the Association's governance, risk management, compliance and control processes, and in the ... of a degree. + 10 years of internal audit, risk management, compliance, other control partner experience...laws and regulations relating to consumer compliance, internal controls, risk management, and other regulatory matters. +… more
- TD Bank (Charlotte, NC)
- …one or more areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending large-scale product, technical, ... and/or control functions and promotes alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving … more
- Vanguard (Charlotte, NC)
- …Develop and maintain knowledge and awareness of the wealth and investment industry, risk and control practices, and regulatory and/or policy changes. ... processes. Communicated observations and work with business management on risk management strategies. + Control Design and...in risk management. + Proven experience in risk management, controls internal auditing, or regulatory … more
- Truist (Greenville, NC)
- …TILA/RESPA Integrated Disclosures, Home Mortgage Disclosure Act, Loan Quality, Key Risk Indicators and Control Gaps/Failures. The team drives accurate ... and GCO regarding activities, trends, and events pertaining to Risk , Regulatory , Audit, Compliance and Loan Review...concurrently. * Proven track record of development and implementing risk and control strategies in a large,… more
- TD Bank (Charlotte, NC)
- …and/or control functions and promotes alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment… more
- TD Bank (Charlotte, NC)
- …and/or control functions and promotes alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... drive a culture of compliance. This role requires **moderate regulatory expertise, analytical skills, and a proactive approach to...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- American Express (Charlotte, NC)
- …various Subject Matter Experts and Regulatory Reporting leaders to review and evaluate control environment, updating risk assessment of reports and risk ... an impact in this role?** As part of Controllership organization, The US Regulatory Reporting team delivers Bank Holding Company regulatory reports in accordance… more
- Coinbase (Charlotte, NC)
- …is to objectively evaluate and audit the effectiveness of governance, compliance, risk management, and control process. The in-house Coinbase Internal Audit ... record of leading and managing all aspects of ICFR/SOX programs, including risk assessment, control design and implementation, testing strategy, deficiency… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more