- PNC (Charlotte, NC)
- …Audit Management, Continuous Monitoring, Control Assessment, Internal Controls, Process Control , Risk Assessments, Risk Management **Competencies** Audit ... seeking an energetic, initiative-taking Audit Manager Sr with Audit and/or Risk Management experience, to join Internal Audit's Professional Practices team (Audit… more
- Truist (Charlotte, NC)
- …time. 1. Lead and guide the ongoing design, execution, and continuous improvement of control monitoring of all risk types within business units to ensure ... provide practical solutions for the update of Business Unit control , policy, procedure and risk / control ...10. Ensure team deliverables adhere to standards, procedures, and regulatory / audit requirements. 11. Supervises team of Controls… more
- Wells Fargo (Charlotte, NC)
- …centralized team that operates as a second line of defense over the regulatory and risk reporting validating various engagements including RCSA, Target Testing, ... The team is an integral part of the Company's control environment and provides credible challenge to each ...business. DAS has enterprise-wide exposure to lines of business, regulatory and risk reporting. This specific role… more
- Bank of America (Charlotte, NC)
- …reporting. **Required Skills for the Product Manager:** + 8+ years of experience in risk data management, regulatory risk reporting, or data platform product ... governance, technology, and business leadership to ensure the platform meets both regulatory requirements and internal risk management needs. You will champion… more
- Regions Bank (Charlotte, NC)
- …associates + May contribute to workflow or process change and redesign, and risk and control identification This position is exempt from timekeeping requirements ... law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule...as a first, second, or third line of defense risk management expert that advises on business and/or product… more
- Wells Fargo (Charlotte, NC)
- …stakeholders on net new or on material changes to an asset to influence control decisions + Provide consulting on security risk assessment and research, and ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
- Wells Fargo (Charlotte, NC)
- …Service functions in driving operational excellence for HR. This role supports HR's Risk and Control Self-Assessment (RCSA) Program by organizing, leading and ... hoc basis when business environment changes (BECs) occur + Collaborate with HR's Risk Accessible Unit (RAU) Owners, Control Partners, IRM partners (ORBO, BACO)… more
- Bank of America (Charlotte, NC)
- …Bank of America business processes and front end application systems + Audit or risk control risk /controls background in financial services + Prior ... critical thinking and judgement to effectively influence management to improve the control environment. Participates in communication with regulatory agencies as… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... manage priorities as necessary). + Work on various projects, including regulatory implementation, amending and updating templates, processes and systems. + Interpret… more
- Citigroup (Charlotte, NC)
- …internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues ... Serves as a function/business/product compliance risk officer for Independent Compliance Risk ...+ Bachelor's degree; experience in compliance, legal or other control -related function in the financial services firm, regulatory… more