- Equitable (Charlotte, NC)
- …from applicable regulatory enforcements. + Execute AML and Sanctions annual risk assessment program, including control inventory and risk typology ... Enhanced Due Diligence Manager ("EDD Manager") will support the maintenance and control design strategy of the Sanctions, Anti-Money Laundering and Enhanced Due… more
- Bank of America (Charlotte, NC)
- …work product of new or junior team members.Establishes working relationships with relevant Risk and regulatory partners to facilitate ongoing dialogue of key ... + Serve as subject matter expert for and/or lead risk -based and regulatory examinations + Perform transactional...Effective process assessment skills - the ability to identify control gaps and their implications to the broader population… more
- American Express (Charlotte, NC)
- …+ Develop risk -based monitoring protocols, including early warning indicators, risk heat maps, and control effectiveness metrics. + Support in ... issue types. + Produce regular reporting and dashboards for senior leadership, risk committees, and regulatory stakeholders, highlighting risk … more
- Wells Fargo (Charlotte, NC)
- …impacts + Identify Business Execution opportunities and strategies for process improvement and risk control development over the long-term in order to ensure ... materials such as QBR decks, stakeholder updates, and implementation plans. + **Operational Risk & Controls** : Develop and maintain control matrices for Lending… more
- City National Bank (Charlotte, NC)
- …of experience in finance, banking or related industry with specific emphasis on risk management, EUC control assessment, internal audit, or data management. * ... for expansion and oversight of City National Bank's (CNB's) Information Management Risk (IMR) Program. Continuous Monitoring and oversight of IMR controls program as… more
- Wells Fargo (Charlotte, NC)
- …leverage and measuring those benefits after the improvements are implemented; working with the Control teams to analyze risk and control environment for ... add activitie + Lead process and control optimization initiatives, to simplify control environment and reduce operational risk + Champion automation and AI… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
- City National Bank (Charlotte, NC)
- …OFFICE SR. LEAD* WHAT IS THE OPPORTUNITY? Reporting up through CNB's Governance, Risk and Controls division, this newly formed Enterprise Change Management Office is ... with: Maintaining enterprise processes and procedures to support change risk management. Performing quality assurance on risk ... teams and 1LOD business units including the business control officers * Having a full understanding of the… more
- Truist (Charlotte, NC)
- …SEC and Regulatory disclosures and financial filings to ensure the SOX Control structure mitigates financial risk 13. Ensures adherence to relevant Financial ... as required. Primary roles include Management Reporting & Analysis, Financial Risk Management (FRM), Financial Reporting, and accounting controls and operations.… more
- Bank of America (Charlotte, NC)
- …operations and compliance with key regulations by evaluating the effectiveness of risk management, control , and governance processes. This role will work ... around data capture and data usage controls. **Key Responsibilities:** + Performs ongoing risk assessments to identify key risks impacting regulatory reports and… more