- Wells Fargo (Charlotte, NC)
- …delivery of reliable data for strategic data centric decision making, business growth, regulatory reporting and risk management. **In this role, you will:** + ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
- USAA (Charlotte, NC)
- …to ensure quality standards are established in accordance with internal practices, risk and compliance policies and procedures, and regulatory requirements for ... Management processes and procedures. + Ensures objectives align with operational process, regulatory , risk and compliance goals to effectively contribute to the… more
- TD Bank (Charlotte, NC)
- …within one or more areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending large-scale product, ... functions and ensures alignment with enterprise and / or regulatory requirements + Keeps abreast of emerging issues, trends,...and assess potential impacts + Maintains a culture of risk management and control , supported by effective… more
- Vanguard (Charlotte, NC)
- …support to business units, helping to mitigate risk and strengthen control environments. Advises on regulatory implications of new products and operational ... FINRA oversight. You will design and execute compliance testing frameworks, conduct regulatory due diligence, and validate control effectiveness across complex… more
- Glenmark Pharmaceuticals Inc., USA (Monroe, NC)
- …integrity regulatory and program requirements. + Support the change control and deviation management processes with respect to potential data integrity impact ... the accuracy and reliability of cGMP data and data supporting regulatory submissions. Generally, this requires implementing, as appropriate, and overseeing systems… more
- Amentum (Raleigh, NC)
- …threats, regulatory changes, and industry best practices. + **Audits, Risk Assessments & Adherence Support:** Lead or participate in internal audits and ... Reporting & Metrics:** Maintain comprehensive documentation related to ISMS, including control procedures, risk assessments, audit results, and adherence… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... delivery roadmaps, execution, quality assurance, and compliance with internal controls and regulatory standards. **In this role, you will:** + Lead the development… more
- Coinbase (Charlotte, NC)
- …* Lead IT process and gap assessments against industry standards and technology regulatory requirements to evaluate control design and operating effectiveness * ... stakeholder teams including Security, Engineering, Technology Governance, IT, and Operational Risk to support technology requirements and ensure control … more
- Fujifilm (Durham, NC)
- …for GMP production are fit for purpose and operate in a state of control . Utilizing a risk -based qualification strategy aligned with industry guidance, the ... processes into project workflows, ensuring seamless execution and compliance. + ** Regulatory Compliance & Risk Management:** Oversee the preparation and… more
- TD Bank (Charlotte, NC)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... Treasury Liquidity Analyst maintains, enhances, and develops reporting processes, control frameworks, and/or systems. Daily activities involve providing leadership,… more