- Wells Fargo (Charlotte, NC)
- …control execution, strategic initiatives, business continuity, data services, regulatory relations, customer experience, enterprise shared services, supply chain ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... complex commercial loans + Coordinate loan closings, perform customer, loan and regulatory diligence and on-going portfolio maintenance + Evaluate and upload data… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... prioritization + Adjust planning in situations that may include financial, control , or process roadblocks + Inspect pre-release progress, recommends changes, and… more
- SMBC (Charlotte, NC)
- …new governance requirements, including discovery of EUC tools operating in the environment, risk & control assessments of identified EUC tools, facilitation of ... using the 3 lines of defense model for internal control . The EUC Governance Program develops EUC guidelines and...+ 3-5 years of business experience in finance, audit, risk , compliance, or regulatory management in banking… more
- Bank of America (Charlotte, NC)
- …to influence management's strategic direction and actions to strengthen the model risk control environment. **Responsibilities:** + Conducts audit assessment of ... across the company and for specific business units or control functions. Key responsibilities include leading the audit assessment...models, market risk models and Counterparty Credit Risk models + Familiar with regulations and regulatory… more
- WTW (Charlotte, NC)
- …captive insurance companies. Captive Solutions spans multiple business segments-including Corporate Risk and Broking (CRB), Human Capital and Benefits (HCB), and ... Investment, Risk and Reinsurance (IRR)-and offers clients innovative, data-driven approaches to risk financing. This role supports the strategic and operational… more
- Wells Fargo (Charlotte, NC)
- …resolve moderately complex issues and recommend opportunities for process improvement and risk control development + Collaborate and facilitate coordination with ... information tax return reporting and preparation experience + 2+ years of Operational Risk and Control Management experience + Demonstrated knowledge of estate,… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... issues, complex ad hoc data, and reporting to support information security risk management + Provide guidance and direction in reviewing assessment findings and… more
- PNC (Raleigh, NC)
- …Management, Continuous Monitoring, Control Assessment, Internal Controls, Process Control , Risk Assessments, Risk Management **Competencies** Accuracy ... Audit department into the future. * We execute a Risk Based Audit Approach * We value Data Analytics...Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... this role, you will:** + Establish execution of programs including risk management, vulnerability management, secure software development, and vendor management +… more