- TD Bank (Charlotte, NC)
- …corporate and/or control functions and manages alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) supports TD business lines in...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- City National Bank (Charlotte, NC)
- … risk and control environment arising from risk assessments, risk monitoring, internal and external events, and regulatory exams * Exhibit high ... by assigned 1LOD business or corporate unit(s), related to Payment Systems, including Risk and Control Assessments, Control Management Activities, Key … more
- City National Bank (Charlotte, NC)
- … risk and control environment arising from risk assessments, risk monitoring, internal and external events, and regulatory exams * Exhibit high ... CNB Client Product and Suitability Policy, and Enterprise Change Risk Management Policy, Risk and Control... design or operating effectiveness for product and change risk management * Review and challenge regulatory … more
- American Express (Apex, NC)
- …operates in a safe, sound, and fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates and maintains the overall ... of growth and progress by creating a culture of risk awareness and proactivity around regulatory matters.... risk identification, assessment, and mitigation efforts (ie, Risk & Control Self-Assessment) within Corporate Functionsto… more
- TD Bank (Charlotte, NC)
- …and/or control functions to ensure alignment with enterprise and/or regulatory requirements + Leads or contributes to cross-functional / enterprise initiatives ... support creation of documentation and reports required by external regulatory bodies and TD internal groups + Conducts research,...and guidance as required + Maintains a culture of risk management and control , supported by effective… more
- Truist (Charlotte, NC)
- … risk programs in accordance with the program requirements (ie Risk control self-assessments, issues management). 3. Assist business line leadership ... and governance to the assigned business unit regarding its control environment. 4. Support the business in the development... change). 6. Provide oversight and support for open risk , audit, and regulatory issues. Evaluate the… more
- Truist (Raleigh, NC)
- … risk programs in accordance with the program requirements (Ie: Risk control self-assessments, issues management). 3. Assist business line leadership ... change). 6. Provide oversight and support for open risk , audit and regulatory issues. Evaluate the...such as Certified Information Systems Auditor (CISA), Certified in Risk and Information Systems Control (Information Systems… more
- Regions Bank (Charlotte, NC)
- …associates + May contribute to workflow or process change and redesign, and risk and control identification This position is exempt from timekeeping requirements ... This includes risk governance, risk assessment (quarterly, change risk assessment, and targeted assessments), findings management, control management and… more
- Citizens (Charlotte, NC)
- …embedded banking relationships and payment structures to establish mitigating controls, risk thresholds, and continuously monitor control effectiveness. This ... have transparency to the embedded banking program and corresponding risk and control inventory, inclusive of providing...of providing guidance for applicable state and or federal regulatory requirements. You will also work with the First… more
- Truist (Charlotte, NC)
- … risk programs in accordance with the program requirements (ie Risk control self-assessments, issues management). 3. Assist business line leadership ... and governance to the assigned business unit regarding its control environment. 4. Support the business in the development... change). 6. Provide oversight and support for open risk , audit, and regulatory issues. Evaluate the… more