- Regions Bank (Charlotte, NC)
- …+ Bachelor's degree and seven (7) years of experience in Compliance, Operational Risk , Quality Assurance/ Control , Audit, or other related risk function ... and eleven (11) years of experience in Compliance, Operational Risk , Quality Assurance/ Control , Audit, or other related...(CAMS) + Certified Information Security Auditor (CISA) + Financial Risk Manager (FRM) + Financial Industry Regulatory … more
- US Bank (Charlotte, NC)
- …such as new vendors, systems, products and segments, by advising on fiduciary risk , informing procedure and control design, participating in Steering Committees, ... fiduciary risk . Stay abreast of relevant OCC handbook requirements and regulatory changes and update risk management frameworks accordingly. Participate in … more
- Lilly (Durham, NC)
- … / external environments and advocate / influence quality related policies and regulatory requirements related to Quality Risk Management. + Own the global ... the world. **Responsibilities** The Senior Director, Global Process Owner for Quality Risk Management, as a leader within the Global Quality Systems team, will… more
- Wells Fargo (Charlotte, NC)
- …military experience, education. **Desired Qualifications:** + Ability to think with a risk control mindset + Knowledge of transactional products (wires, ACH, ... moderately complex controls, protocols, and approaches with respect to risk mitigation and the control environment, including...KYC, CDD, EDD, CIP and / or other related risk and regulatory disciplines + Advanced Microsoft… more
- American Express (Charlotte, NC)
- …financial services. + Foundational understanding of risk assessment principles, regulatory compliance, and internal control frameworks. + Highly organized ... evaluation of CRA tooling and system enhancements. + Support regulatory , audit, and testing reviews related to the CRA... Risk Assessments and clear understanding of inherent risk , residual risk and control … more
- City National Bank (Raleigh, NC)
- …COSO and risk assessment practices. * Strong understanding of internal control concepts and application of such. * General working knowledge of banking industry ... *AUDIT MANAGER I- ENTERPRISE RISK MANAGEMENT* WHAT IS THE OPPORTUNITY? The Audit...and taking into consideration industry development, emerging risks, and regulatory changes and expectations. Audit coverage focuses on the… more
- TD Bank (Charlotte, NC)
- …EDD, or AML within a financial institution + Demonstrated expertise in high- risk customer reviews and regulatory compliance + Strong analytical, problem-solving, ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Management… more
- Bank of America (Charlotte, NC)
- …aggregation and risk reporting. Required Skills: + 10+ years of experience in risk data management, regulatory risk reporting, or data platform product ... governance, technology, and business leadership to ensure the platform meets both regulatory requirements and internal risk management needs. You will champion… more
- City National Bank (Raleigh, NC)
- … risk management, model risk management, business continuity, fraud risk management, and associated regulations, guidance, and regulatory expectations. * ... *SR AUDIT MANAGER- OPERATIONAL RISK MANAGEMENT* WHAT IS THE OPPORTUNITY? The Senior...impact. * Keeps abreast of changes in the business, regulatory , and accounting and control environments in… more
- First Horizon Bank (NC)
- …to identify patterns and trends indicative of potential fraud, operational errors, or regulatory risk . 2. Review new client ACH set-ups, underwriting and changes ... Fraud, Compliance, and Client Services teams as needed. 7. Support periodic ACH risk assessments, audits, and regulatory exams. 8. Maintain in-depth knowledge of… more