- Truist (Charlotte, NC)
- …other governance related activities. 3. Execute coordination of the business and risk advisors in regulatory interactions through routine continuous monitoring ... activity or formal exams. 4. Coordinate the execution of non- control -based risk programs for the business unit. 5. Partner with the 2LOD risk program teams… more
- Truist (Charlotte, NC)
- …resolve highly complex or challenging issues. 9. Advise on the effectiveness of BU risk and control environment 10. Provide direction and guidance in the ... governance mechanisms, including but not limited to, Compliance Risk and Control Self-Assessment (C-RCSA), Risk...Executive Committees key activities, trends, and events pertaining to risk , regulatory and audit reviews. Continue to… more
- Fifth Third Bank, NA (Charlotte, NC)
- …Evaluates efficiency and effectiveness of existing programs, processes, and control within departmental operations and propose and implement solutions. Responsible ... implementing controls commensurate with the financial crimes risks related to higher risk customer types, including VASPs, and providing ongoing support for these… more
- US Bank (Charlotte, NC)
- …The counterparty risk management function is responsible for the management and control of counterparty risk at US Bank. The group provides independent ... portfolio for internal and external constituents and manage the control framework under which counterparty risk is...types across asset classes + Market data related to regulatory requirements + Experience in quantitative or complex data… more
- Truist (Raleigh, NC)
- …resolve highly complex or challenging issues. + Advise on the effectiveness of BU risk and control environment + Provide direction and guidance in the ... risk governance mechanisms, including but not limited to, Risk and Control Self-Assessment (RCSA), key ...Executive Committees key activities, trends, and events pertaining to risk , regulatory and audit reviews. Continue to… more
- First Horizon Bank (Charlotte, NC)
- …second line of defense risk management organization including new product governance, Risk and Control Self-Assessment (RCSA), key risk indicators, issue ... the location in the job posting. **Summary** The Business Risk and Controls Advisor supports the Marketing and Product...monitoring and testing, identify gaps and drive remediation of control deficiencies. + Engage in regulatory inquiries,… more
- Robert Half (Charlotte, NC)
- …banking, insurance, and asset management. Consultants will work within internal control frameworks, risk frameworks and regulator, compliance methodologies. ... key deliverables, including process flows, work programs, reports, and control summaries. As a Risk and Compliance...but not limited to financial crime and anti-money laundering, risk management, credit services, regulatory compliance and… more
- Truist (Wilson, NC)
- …to: financial risk , performance and quality, credit risk , operational risk , compliance, reputational risk and control assessments. Responsible for ... financial services compliance. 3. 5+ years of specialized knowledge of counterparty risk , investor guidelines, regulatory changes and mortgage banking. 4.… more
- First Horizon Bank (NC)
- …line of defense risk management organization including new product governance, Risk and Control Self-Assessment (RCSA), key risk indicators (KRIs), ... monitoring and testing, identify gaps and drive remediation of control deficiencies. + Escalate issues and gaps to line...issues and gaps to line of business management and Risk . + Engage in regulatory inquiries, exams… more
- First Horizon Bank (Charlotte, NC)
- …line of defense risk management organization including new product governance, Risk and Control Self-Assessment (RCSA), key risk indicators (KRIs), ... monitoring and testing, identify gaps and drive remediation of control deficiencies. * Escalate issues and gaps to line...issues and gaps to line of business management and Risk . * Engage in regulatory inquiries, exams… more