- Citigroup (Irving, TX)
- …rule, or regulation related to fraud activities executed in 1LOD, and maintains fraud regulatory /compliance risk levels within the firm's risk appetite that ... Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk ...+ Bachelor's degree; experience in compliance, legal or other control -related function in the financial services firm, regulatory… more
- Coinbase (Austin, TX)
- …deep dive control assessments into Consumer products and supporting systems to assess risk and control design, identify areas of weakness and control ... risk reduction initiatives * *Compliance Advisory: *Develop technology control requirements for new products, update relevant controls, and provide subject… more
- HP Inc. (Spring, TX)
- …determine root causes, and propose effective remediation actions, ensuring robust risk mitigation. + ** Regulatory Awareness:** Up-to-date knowledge of ... SOX requirements and identifying opportunities for process improvement and risk mitigation. **Key Responsibilities:** + **SOX Compliance Leadership:** Oversee… more
- First Horizon Bank (Dallas, TX)
- … regulatory compliance, organization, policy, and technology; + evaluate control design adequacy in complex business processes, + perform and/or supervise ... management; + provide critical assurance and advisory services on the governance, risk management, and control frameworks surrounding Treasury and Financial … more
- Comerica (Dallas, TX)
- Job Description BRCO Governance LeadThe Business Risk and Control Officers (BRCO) play a pivotal role in guiding the business to identify and understand risk ... Business) will be responsible for collaborating with 1LOD on risk management frameworks, tools, regulatory requirements and...subject matter expertise, and credibly challenging colleagues in a risk and control environment + 6 years… more
- CBRE (Dallas, TX)
- …strategy within the assigned division, in alignment with the business needs and regulatory environment, + Reduction of cybersecurity risk , + Facilitation of ... audit findings, regulatory compliance items, contractual compliance issues, regulatory compliance requirements) and cybersecurity control gaps through… more
- Charles Schwab (Westlake, TX)
- …of Bank, Trust, AML, Fraud, and Conduct audits that target governance processes, risk management programs, internal controls, and regulatory compliance. The team ... providing an independent assessment of CSC's compliance with the regulatory requirements pertaining to the BSA and OFAC, including...pertaining to the BSA and OFAC, including review of risk management and internal control practices. In… more
- City National Bank (Dallas, TX)
- …Knowledge * Consistently keeps informed of new services, products, industry and regulatory developments and risk events that have a significant technology ... * Develops a general knowledge of the business operations, regulatory and accounting and control environment in...risk assessment practices. * Strong understanding of internal control concepts and experience in applying them to plan,… more
- USAA (Plano, TX)
- …assurance services regarding the effectiveness and efficiency of the Association's governance, risk management, compliance and control processes, and in the ... of a degree. + 10 years of internal audit, risk management, compliance, other control partner experience...laws and regulations relating to consumer compliance, internal controls, risk management, and other regulatory matters. +… more
- Truist (Austin, TX)
- …TILA/RESPA Integrated Disclosures, Home Mortgage Disclosure Act, Loan Quality, Key Risk Indicators and Control Gaps/Failures. The team drives accurate ... and GCO regarding activities, trends, and events pertaining to Risk , Regulatory , Audit, Compliance and Loan Review...concurrently. * Proven track record of development and implementing risk and control strategies in a large,… more