- Meta (New York, NY)
- …withstand regulatory scrutiny, and ensure Integrity continues to meet global regulatory requirements and manage risk .Meta's Integrity GRC (I-GRC) is the ... execution of risk and compliance related activities including statutory risk assessments, regulatory requests for information, designing and testing controls… more
- TD Bank (New York, NY)
- …and/or control functions and promotes alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment… more
- American Express (New York, NY)
- …Treasury and Risk Management teams to ensure that the key governance, risk management and internal control processes are adequately designed and operating ... problem into components, solve them using data analysis, process knowledge and risk / control knowledge, and communicate data analysis, issues and control… more
- TD Bank (New York, NY)
- …+ Provides mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code of Conduct + Keeps ... their Compliance knowledge and expertise; and assumes responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of… more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + Reporting: With the Head of Surveillance ... culture within Compliance and across the enterprise. + With business and other Risk partners promote a strong governance & control environment with periodic… more
- American Express (New York, NY)
- …of a centralized data control inventory ensuring alignment with internal policies, regulatory expectations, and risk appetite + Work closely with the product ... part of the journey, we are seeking a Senior Manager of **Data Controls Design and Enablement** . This...implement effective data controls (preventative and detective), leveraging enterprise risk and control frameworks such as … more
- TD Bank (New York, NY)
- …and/or control functions to ensure alignment with enterprise and/or regulatory requirements + Supports team in staying knowledgeable on emerging issues, trends, ... relevant stakeholders and business management where required + Maintains a culture of risk management and control , supported by effective processes and sound… more
- KeyBank (Amherst, NY)
- …operations, and risk management strategies with respect to applicable OCC regulatory expectations and pertinent regulations (eg - 12 CFR 9) required to lead ... Road, Brooklyn Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the… more
- Citigroup (New York, NY)
- …articulate progress on the Data Governance strategy and/or Data Risk and Control framework for senior leadership and regulatory updates + Liaise with metrics ... aspects of the Enterprise Data Governance Strategy, and/or Data Risk and Control Framework and Data ...improve the quality and value of data to meet regulatory commitments and enhance risk management. Experience… more
- TD Bank (New York, NY)
- … requirements and assisting business units to manage their regulatory risk . The Surveillance Quality Assurance Manager will work with the Director ... in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a Global Systemically Important Bank… more