- TD Bank (New York, NY)
- …one or more areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending large-scale product, technical, ... control functions and ensures alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends,...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- HSBC (New York, NY)
- …other relevant regulatory requirements + Develop and oversee the implementation of risk control measures and procedures + Adhere to processes and controls to ... Ensure all trading activities comply with internal policies and regulatory guidelines + Establish and maintain robust risk...control issues and reputation risks + Leadership on regulatory and compliance matters For this role, HSBC targets… more
- Bank of America (New York, NY)
- Data Policy Manager Charlotte, North Carolina;New York, New York; Jersey City, New Jersey **To proceed with your application, you must be at least 18 years of age.** ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Data-Policy- Manager \_25029982-1) **Job Description:** At Bank of America, we are… more
- TD Bank (New York, NY)
- …significant and/or highly complex, and diverse audit team for an area of significant risk , complexity or scope + People Manager role that generally manages a ... control functions to ensure alignment with enterprise and/or regulatory requirements + Supports team in staying knowledgeable on...audit management where required + Maintains a culture of risk management and control , supported by effective… more
- TD Bank (New York, NY)
- …corporate and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment… more
- American Express (New York, NY)
- …management within the banking/financial services industry including policy & procedure development, risk appetite, risk control self-assessment and testing, ... credible challenge to the 1st line's implementation of data-related controls within the Risk and Control Self-Assessment (RCSA) and review the design and… more
- SMBC (New York, NY)
- …understanding of data management principles, and the ability to navigate complex regulatory and control environments. The role will manage end-to-end delivery ... Risk , Audit, and Technology teams to ensure program objectives align with regulatory expectations and internal control standards. + Lead the coordination and… more
- US Tech Solutions (New York, NY)
- …and maintenance of the overall Global Banking Americas', front office Compliance Risk and Control Assessment Program in accordance with the Group/Regional ... profile of Global Banking Americas and lead to Risk and Control Assessment Program updates. +...+ Assess external events such as external operational incidents, regulatory developments, and emerging risks to determine potential operational… more
- TD Bank (New York, NY)
- …and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... appropriate levels and relevant stakeholders where required + Maintains a culture of risk management and control , supported by effective processes and sound… more
- American Express (New York, NY)
- …the future of American Express. The objective of the Corporate Functions Control Management Issues, Events & Remediation team is to ensure timely identification, ... response, and resolution of risk events and issues to minimize impact, as well...and lesson learning. CFCM is looking for a Senior Manager of Issues, Events & Remediation focused on ensuring… more